Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 18, 2012 Client Update ISS Proposes 2013 Voting Policy Updates On Tuesday, October 16, Institutional Shareholder Services (ISS) proposed updates to its proxy voting guidelines for the 2... October 18, 2012 Client Update SEC Legal Bulletin on Shareholder Proposals The SEC recently issued Staff Legal Bulletin No. 14G providing additional guidance on shareholder proposals submitted to c... October 13, 2012 Client Update CFTC Clarifies Temporary Application of Swap Regulations and Delays Some Swap-Related Requirements Over the past two days, the CFTC staff has released a series of Q&As, FAQs and no-action documents that provide relief or ... October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding... October 1, 2012 Client Update Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know Many companies voluntarily impose a “blackout period” beginning around the time a quarter ends and continuing through ... September 18, 2012 Client Update Davis Polk Video Interview - Insights on the JOBS Act Richard Truesdell, Co-Head of Davis Polk’s Global Capital Markets Group, shares his views on the impact of the JOBS Act.... September 5, 2012 Client Update New Law Requires Issuers to Disclose Certain Iran-Related Transactions On August 10, 2012, President Obama signed into law the Iran Threat Reduction and Syria Human Rights Act of 2012 (Public L... September 4, 2012 Client Update SEC Issues Proposal to Eliminate General Solicitation Ban as Mandated by the JOBS Act On August 29, 2012, the Securities and Exchange Commission (“SEC”) issued a proposal to permit widespread advertising ... August 24, 2012 Client Update NFA Proposes to Amend Rules to Impose New Swaps Registration Requirement on FCMs, IBs, CPOs and CTAs On August 22, 2012, the National Futures Association (“NFA”) filed proposed rule changes with the Commodity Futures Tr... August 24, 2012 Client Update SEC Staff Issues FAQs on JOBS Act Research Provisions On August 22, 2012, the SEC staff released Frequently Asked Questions (“FAQs”) about certain JOBS Act provisions that ... Load More
October 18, 2012 Client Update ISS Proposes 2013 Voting Policy Updates On Tuesday, October 16, Institutional Shareholder Services (ISS) proposed updates to its proxy voting guidelines for the 2...
October 18, 2012 Client Update SEC Legal Bulletin on Shareholder Proposals The SEC recently issued Staff Legal Bulletin No. 14G providing additional guidance on shareholder proposals submitted to c...
October 13, 2012 Client Update CFTC Clarifies Temporary Application of Swap Regulations and Delays Some Swap-Related Requirements Over the past two days, the CFTC staff has released a series of Q&As, FAQs and no-action documents that provide relief or ...
October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding...
October 1, 2012 Client Update Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know Many companies voluntarily impose a “blackout period” beginning around the time a quarter ends and continuing through ...
September 18, 2012 Client Update Davis Polk Video Interview - Insights on the JOBS Act Richard Truesdell, Co-Head of Davis Polk’s Global Capital Markets Group, shares his views on the impact of the JOBS Act....
September 5, 2012 Client Update New Law Requires Issuers to Disclose Certain Iran-Related Transactions On August 10, 2012, President Obama signed into law the Iran Threat Reduction and Syria Human Rights Act of 2012 (Public L...
September 4, 2012 Client Update SEC Issues Proposal to Eliminate General Solicitation Ban as Mandated by the JOBS Act On August 29, 2012, the Securities and Exchange Commission (“SEC”) issued a proposal to permit widespread advertising ...
August 24, 2012 Client Update NFA Proposes to Amend Rules to Impose New Swaps Registration Requirement on FCMs, IBs, CPOs and CTAs On August 22, 2012, the National Futures Association (“NFA”) filed proposed rule changes with the Commodity Futures Tr...
August 24, 2012 Client Update SEC Staff Issues FAQs on JOBS Act Research Provisions On August 22, 2012, the SEC staff released Frequently Asked Questions (“FAQs”) about certain JOBS Act provisions that ...