Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 5, 2013 Client Update Prospectus Disclosure Regime in Europe Regulators have recently clarified two important aspects of the prospectus regime that applies across the European Economi... November 1, 2013 Articles & Books The International Capital Markets Review: United Kingdom The way in which the UK financial services industry is regulated underwent a significant restructuring in 2013 with the ad... October 24, 2013 Client Update European Regulatory Snapshot: The Amended Transparency Directive On October 17, 2013, the Council of the EU adopted the proposal for a directive to amend the Transparency Directive (2004/... October 24, 2013 Client Update SEC Proposes Crowdfunding Rules Under JOBS Act Yesterday the Securities and Exchange Commission proposed rules under the JOBS Act that would permit startups and other bu... October 22, 2013 Client Update FINRA Issues Report on Broker-Dealer Conflicts of Interest On October 14, 2013, FINRA issued a Report on Conflicts of Interest. The report summarizes FINRA’s observations followi... October 22, 2013 Client Update U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements Significant amendments to the U.K. Takeover Code (the “Code”) took effect from September 30, 2013. The U.K. Takeover ... September 27, 2013 Client Update No SEC Shutdown The SEC has posted on its website that it “will remain open and operational in the event the federal government undergoe... September 20, 2013 Client Update Proposed Pay Ratio Disclosure Rule Released by the SEC On September 18, 2013, in a 3-2 vote, the SEC proposed a rule implementing the provision of the Dodd-Frank Act that requir... September 10, 2013 Client Update PCAOB Proposals Would Significantly Expand Auditor Responsibility The PCAOB recently proposed two auditing standards in an effort to improve the auditor’s report that accompanies annual ... August 28, 2013 Articles & Books Briefings on the 2013 New Hong Kong IPO Sponsor Regime On 23 July 2013, the Stock Exchange of Hong Kong Limited released a large number of amendments to the Rules Governing the ... Load More
November 5, 2013 Client Update Prospectus Disclosure Regime in Europe Regulators have recently clarified two important aspects of the prospectus regime that applies across the European Economi...
November 1, 2013 Articles & Books The International Capital Markets Review: United Kingdom The way in which the UK financial services industry is regulated underwent a significant restructuring in 2013 with the ad...
October 24, 2013 Client Update European Regulatory Snapshot: The Amended Transparency Directive On October 17, 2013, the Council of the EU adopted the proposal for a directive to amend the Transparency Directive (2004/...
October 24, 2013 Client Update SEC Proposes Crowdfunding Rules Under JOBS Act Yesterday the Securities and Exchange Commission proposed rules under the JOBS Act that would permit startups and other bu...
October 22, 2013 Client Update FINRA Issues Report on Broker-Dealer Conflicts of Interest On October 14, 2013, FINRA issued a Report on Conflicts of Interest. The report summarizes FINRA’s observations followi...
October 22, 2013 Client Update U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements Significant amendments to the U.K. Takeover Code (the “Code”) took effect from September 30, 2013. The U.K. Takeover ...
September 27, 2013 Client Update No SEC Shutdown The SEC has posted on its website that it “will remain open and operational in the event the federal government undergoe...
September 20, 2013 Client Update Proposed Pay Ratio Disclosure Rule Released by the SEC On September 18, 2013, in a 3-2 vote, the SEC proposed a rule implementing the provision of the Dodd-Frank Act that requir...
September 10, 2013 Client Update PCAOB Proposals Would Significantly Expand Auditor Responsibility The PCAOB recently proposed two auditing standards in an effort to improve the auditor’s report that accompanies annual ...
August 28, 2013 Articles & Books Briefings on the 2013 New Hong Kong IPO Sponsor Regime On 23 July 2013, the Stock Exchange of Hong Kong Limited released a large number of amendments to the Rules Governing the ...