Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights April 21, 2014 Client Update 2014 Proxy Season: Early Indications While we are still in early days of the 2014 proxy season, trends are starting to emerge. The following update summarizes ... April 17, 2014 Articles & Books Corporate Governance Practices in US Initial Public Offerings Despite pressure on US public companies to adopt certain governance practices, a review ofthe largest initial public offer... April 14, 2014 Client Update D.C. Circuit Court Partially Invalidates Conflict Minerals Rule The D.C. Circuit Court of Appeals issued an opinion today in the ongoing challenge to the SEC’s conflict minerals rule, ... April 2, 2014 Client Update U.S. Intermediate Holding Company: Structuring and Regulatory Considerations for Foreign Banks Establishing a top-tier U.S. intermediate holding company (IHC) that complies with Dodd-Frank enhanced prudential standard... March 12, 2014 Client Update Delaware Court of Chancery Finds Financial Advisor Liable for Aiding and Abetting Fiduciary Duty Breaches On March 7, 2014, Vice Chancellor Travis Laster of the Delaware Court of Chancery found a financial advisor liable for aid... February 12, 2014 Client Update M&A Brokers Receive No-Action Relief from Broker-Dealer Registration The SEC’s Division of Trading and Markets recently issued an important No-Action Letter that effectively permits “M&A ... January 29, 2014 Client Update SEC Staff Issues Further Guidance on the Proxy “Unbundling” Rule The SEC’s Division of Corporation Finance recently released three Compliance and Disclosure Interpretations concerning t... January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ... January 21, 2014 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - January 2014 Amid the recent uptick in U.S. IPO transactions to levels not seen since the heady days of 1999 and 2000, Davis Polk’s p... January 17, 2014 Client Update New Regulations Expand Reach Of Anti-Inversion Ownership Rules The Treasury Department and the Internal Revenue Service (the “IRS”) yesterday released temporary regulations (the “... Load More
April 21, 2014 Client Update 2014 Proxy Season: Early Indications While we are still in early days of the 2014 proxy season, trends are starting to emerge. The following update summarizes ...
April 17, 2014 Articles & Books Corporate Governance Practices in US Initial Public Offerings Despite pressure on US public companies to adopt certain governance practices, a review ofthe largest initial public offer...
April 14, 2014 Client Update D.C. Circuit Court Partially Invalidates Conflict Minerals Rule The D.C. Circuit Court of Appeals issued an opinion today in the ongoing challenge to the SEC’s conflict minerals rule, ...
April 2, 2014 Client Update U.S. Intermediate Holding Company: Structuring and Regulatory Considerations for Foreign Banks Establishing a top-tier U.S. intermediate holding company (IHC) that complies with Dodd-Frank enhanced prudential standard...
March 12, 2014 Client Update Delaware Court of Chancery Finds Financial Advisor Liable for Aiding and Abetting Fiduciary Duty Breaches On March 7, 2014, Vice Chancellor Travis Laster of the Delaware Court of Chancery found a financial advisor liable for aid...
February 12, 2014 Client Update M&A Brokers Receive No-Action Relief from Broker-Dealer Registration The SEC’s Division of Trading and Markets recently issued an important No-Action Letter that effectively permits “M&A ...
January 29, 2014 Client Update SEC Staff Issues Further Guidance on the Proxy “Unbundling” Rule The SEC’s Division of Corporation Finance recently released three Compliance and Disclosure Interpretations concerning t...
January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ...
January 21, 2014 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - January 2014 Amid the recent uptick in U.S. IPO transactions to levels not seen since the heady days of 1999 and 2000, Davis Polk’s p...
January 17, 2014 Client Update New Regulations Expand Reach Of Anti-Inversion Ownership Rules The Treasury Department and the Internal Revenue Service (the “IRS”) yesterday released temporary regulations (the “...