Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 2, 2019 Client Update Update on the SEC Shutdown Due to the government shutdown, SEC staff members will not consider requests for acceleration or qualification of registra... December 21, 2018 Client Update SEC Shutdown: Pointers for Capital Markets Transactions The SEC will be closed for the holidays on December 24 and 25. In addition, in the event of a government shutdown, the SEC... December 21, 2018 Client Update SEC Adopts Hedging Disclosure Rule On December 18, 2018, the SEC adopted a final rule implementing Section 955 of the Dodd-Frank Act, which requires U.S. pub... December 20, 2018 Client Update SEC Chair Highlights Disclosure Topics for Upcoming Filings In a recent speech, SEC Chair Jay Clayton highlighted three areas of risk disclosure that the regulator plans to monitor i... December 17, 2018 Client Update Preparing Your 2018 Form 20-F This client memorandum highlights important considerations for the preparation of your 2018 annual report on Form 20-F. As... November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 20, 2018 Client Update SEC Lays Out Roadmap for Resolving Illegal ICOs In a pair of settled enforcement actions involving initial coin offerings that the SEC deemed to be illegal unregistered s... November 15, 2018 Client Update SEC Adopts New Mining Disclosure Rules On October 31, 2018, the SEC adopted final rules modernizing disclosure requirements for companies with material mining op... October 18, 2018 Client Update Adding Insult to Injury: SEC Warns That Cyber Incidents May Lead to Enforcement Action On Tuesday, the Securities and Exchange Commission issued a Section 21(a) report of investigation emphasizing the importan... September 12, 2018 Client Update Changes to the Prospectus Format and Content - ESMA's Final Technical Advice and Proposed Guidelines This memorandum provides an overview of the key changes regarding the format and content of the prospectus introduced by t... Load More
January 2, 2019 Client Update Update on the SEC Shutdown Due to the government shutdown, SEC staff members will not consider requests for acceleration or qualification of registra...
December 21, 2018 Client Update SEC Shutdown: Pointers for Capital Markets Transactions The SEC will be closed for the holidays on December 24 and 25. In addition, in the event of a government shutdown, the SEC...
December 21, 2018 Client Update SEC Adopts Hedging Disclosure Rule On December 18, 2018, the SEC adopted a final rule implementing Section 955 of the Dodd-Frank Act, which requires U.S. pub...
December 20, 2018 Client Update SEC Chair Highlights Disclosure Topics for Upcoming Filings In a recent speech, SEC Chair Jay Clayton highlighted three areas of risk disclosure that the regulator plans to monitor i...
December 17, 2018 Client Update Preparing Your 2018 Form 20-F This client memorandum highlights important considerations for the preparation of your 2018 annual report on Form 20-F. As...
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 20, 2018 Client Update SEC Lays Out Roadmap for Resolving Illegal ICOs In a pair of settled enforcement actions involving initial coin offerings that the SEC deemed to be illegal unregistered s...
November 15, 2018 Client Update SEC Adopts New Mining Disclosure Rules On October 31, 2018, the SEC adopted final rules modernizing disclosure requirements for companies with material mining op...
October 18, 2018 Client Update Adding Insult to Injury: SEC Warns That Cyber Incidents May Lead to Enforcement Action On Tuesday, the Securities and Exchange Commission issued a Section 21(a) report of investigation emphasizing the importan...
September 12, 2018 Client Update Changes to the Prospectus Format and Content - ESMA's Final Technical Advice and Proposed Guidelines This memorandum provides an overview of the key changes regarding the format and content of the prospectus introduced by t...