Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 22, 2019 Client Update SEC Division of Corporation Finance Addresses Ordinary Business Basis for Shareholder Proposal Exclusion On October 16, 2019, the SEC Division of Corporation Finance issued Staff Legal Bulletin No. 14K. SLB 14K outlines the ana... October 15, 2019 Client Update Preparing for Brexit – The FCA Publishes Important Updates for Listed Companies The Financial Conduct Authority has published an important update on its preparations for Brexit in the Primary Market Bul... October 11, 2019 Client Update ESMA Publishes Consultation Paper on the Market Abuse Regulation The European Securities and Markets Authority (ESMA) published a consultation paper on 3 October 2019, at the request of t... October 10, 2019 Client Update Guidelines on Risk Factors under the New Prospectus Regulation Published by ESMA This memorandum provides an overview of the Guidelines on Risk Factors under the New Prospectus Regulation, which were pub... September 27, 2019 Client Update SEC Expands "Testing the Waters" Communications On September 26, the SEC announced a welcome, broad expansion of “testing the waters” flexibility for all companies. U... September 24, 2019 Client Update Proposed Cannabis Legislation: Three Different Paths Before Congress With the House expected to vote on a cannabis-related bill this week, we have updated our visual memorandum to describe th... September 23, 2019 Client Update SEC Proposes an Update of Guide 3 In a long-awaited milestone, the SEC has proposed an update of Guide 3, the industry guide for banking organizations. The... September 18, 2019 Client Update SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers On August 21, 2019, the SEC issued guidance to assist investment advisers in fulfilling their proxy voting responsibilitie... September 9, 2019 Client Update SEC Announces New Policy for Shareholder Proposal Rule The SEC staff has changed its policy on issuing no-action letters to companies seeking to exclude a shareholder proposal f... August 26, 2019 Client Update SEC Issues Guidance on Inline XBRL Requirements Last week the SEC published staff interpretations on the new Inline XBRL tagging requirements for Forms 10-K, 10-Q, 8-K, 2... Load More
October 22, 2019 Client Update SEC Division of Corporation Finance Addresses Ordinary Business Basis for Shareholder Proposal Exclusion On October 16, 2019, the SEC Division of Corporation Finance issued Staff Legal Bulletin No. 14K. SLB 14K outlines the ana...
October 15, 2019 Client Update Preparing for Brexit – The FCA Publishes Important Updates for Listed Companies The Financial Conduct Authority has published an important update on its preparations for Brexit in the Primary Market Bul...
October 11, 2019 Client Update ESMA Publishes Consultation Paper on the Market Abuse Regulation The European Securities and Markets Authority (ESMA) published a consultation paper on 3 October 2019, at the request of t...
October 10, 2019 Client Update Guidelines on Risk Factors under the New Prospectus Regulation Published by ESMA This memorandum provides an overview of the Guidelines on Risk Factors under the New Prospectus Regulation, which were pub...
September 27, 2019 Client Update SEC Expands "Testing the Waters" Communications On September 26, the SEC announced a welcome, broad expansion of “testing the waters” flexibility for all companies. U...
September 24, 2019 Client Update Proposed Cannabis Legislation: Three Different Paths Before Congress With the House expected to vote on a cannabis-related bill this week, we have updated our visual memorandum to describe th...
September 23, 2019 Client Update SEC Proposes an Update of Guide 3 In a long-awaited milestone, the SEC has proposed an update of Guide 3, the industry guide for banking organizations. The...
September 18, 2019 Client Update SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers On August 21, 2019, the SEC issued guidance to assist investment advisers in fulfilling their proxy voting responsibilitie...
September 9, 2019 Client Update SEC Announces New Policy for Shareholder Proposal Rule The SEC staff has changed its policy on issuing no-action letters to companies seeking to exclude a shareholder proposal f...
August 26, 2019 Client Update SEC Issues Guidance on Inline XBRL Requirements Last week the SEC published staff interpretations on the new Inline XBRL tagging requirements for Forms 10-K, 10-Q, 8-K, 2...