Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 14, 2019 Client Update Recent Delaware Cases Reinforce Director Accountability for Risk Oversight Two recent Delaware decisions have made clear that courts will not give business judgment rule deference where boards of d... November 12, 2019 Client Update SEC Proposed Rules to Regulate Proxy Advisory Firms and Shareholder Proposals On November 5, 2019, at an open meeting the SEC voted (3 to 2) to propose amendments to the proxy rules. The proposed amen... November 6, 2019 Client Update SEC Proposes to Raise Shareholder Proposal Eligibility Thresholds and Regulate Proxy Advisory Services At an open meeting yesterday, the Securities and Exchange Commission proposed substantial amendments to the shareholder pr... October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6... October 22, 2019 Client Update SEC Division of Corporation Finance Addresses Ordinary Business Basis for Shareholder Proposal Exclusion On October 16, 2019, the SEC Division of Corporation Finance issued Staff Legal Bulletin No. 14K. SLB 14K outlines the ana... October 15, 2019 Client Update Preparing for Brexit – The FCA Publishes Important Updates for Listed Companies The Financial Conduct Authority has published an important update on its preparations for Brexit in the Primary Market Bul... October 11, 2019 Client Update ESMA Publishes Consultation Paper on the Market Abuse Regulation The European Securities and Markets Authority (ESMA) published a consultation paper on 3 October 2019, at the request of t... October 10, 2019 Client Update Guidelines on Risk Factors under the New Prospectus Regulation Published by ESMA This memorandum provides an overview of the Guidelines on Risk Factors under the New Prospectus Regulation, which were pub... September 27, 2019 Client Update SEC Expands "Testing the Waters" Communications On September 26, the SEC announced a welcome, broad expansion of “testing the waters” flexibility for all companies. U... September 24, 2019 Client Update Proposed Cannabis Legislation: Three Different Paths Before Congress With the House expected to vote on a cannabis-related bill this week, we have updated our visual memorandum to describe th... Load More
November 14, 2019 Client Update Recent Delaware Cases Reinforce Director Accountability for Risk Oversight Two recent Delaware decisions have made clear that courts will not give business judgment rule deference where boards of d...
November 12, 2019 Client Update SEC Proposed Rules to Regulate Proxy Advisory Firms and Shareholder Proposals On November 5, 2019, at an open meeting the SEC voted (3 to 2) to propose amendments to the proxy rules. The proposed amen...
November 6, 2019 Client Update SEC Proposes to Raise Shareholder Proposal Eligibility Thresholds and Regulate Proxy Advisory Services At an open meeting yesterday, the Securities and Exchange Commission proposed substantial amendments to the shareholder pr...
October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6...
October 22, 2019 Client Update SEC Division of Corporation Finance Addresses Ordinary Business Basis for Shareholder Proposal Exclusion On October 16, 2019, the SEC Division of Corporation Finance issued Staff Legal Bulletin No. 14K. SLB 14K outlines the ana...
October 15, 2019 Client Update Preparing for Brexit – The FCA Publishes Important Updates for Listed Companies The Financial Conduct Authority has published an important update on its preparations for Brexit in the Primary Market Bul...
October 11, 2019 Client Update ESMA Publishes Consultation Paper on the Market Abuse Regulation The European Securities and Markets Authority (ESMA) published a consultation paper on 3 October 2019, at the request of t...
October 10, 2019 Client Update Guidelines on Risk Factors under the New Prospectus Regulation Published by ESMA This memorandum provides an overview of the Guidelines on Risk Factors under the New Prospectus Regulation, which were pub...
September 27, 2019 Client Update SEC Expands "Testing the Waters" Communications On September 26, the SEC announced a welcome, broad expansion of “testing the waters” flexibility for all companies. U...
September 24, 2019 Client Update Proposed Cannabis Legislation: Three Different Paths Before Congress With the House expected to vote on a cannabis-related bill this week, we have updated our visual memorandum to describe th...