Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 29, 2020 Client Update SEC No-Action Letter Facilitates Secondary Market Trading of Digital Asset Securities In a game-changing development for the future viability of digital asset securities trading, staff of the Division of Trad... September 22, 2020 Client Update SEC Finalizes Guide 3 Replacement The SEC has finalized rules that will replace Guide 3, the industry guide for banking organizations. The final rules elim... September 4, 2020 Client Update SEC Updates Business, Legal Proceedings and Risk Factors Disclosure On August 26, the SEC adopted amendments to update the business description, legal proceedings and risk factor disclosures... September 1, 2020 Client Update SEC Expands Access to Private Offerings On August 26, the Securities and Exchange Commission expanded the definitions of “accredited investor” in Regulation D... August 28, 2020 Client Update Direct Listings by Companies Gain Momentum The path to direct listings by companies is getting easier. On Wednesday, the SEC approved the NYSE’s rule change that w... July 24, 2020 Client Update SEC Finalizes Rules for Proxy Advisors The SEC voted (3 to 1) on Wednesday to adopt final rules that would regulate proxy advisory firms and permit companies tha... July 23, 2020 Client Update FRC Publishes Thematic Review of Company Disclosures During the Coronavirus (COVID-19) Pandemic The coronavirus (COVID-19) pandemic hit in the middle of the annual corporate reporting season, with a large number of UK ... July 15, 2020 Client Update ESG Disclosure Frameworks – Recent Updates In just the last two months, each of the Global Reporting Initiative, the Sustainability Accounting Standards Board and th... June 26, 2020 Client Update UK Government Announces Enhanced FCA Powers to Deal with “Tough Legacy” LIBOR Contracts Highlighting that legislative steps could help address the “tough legacy” contracts that cannot transition from LIBOR,... June 25, 2020 Client Update SEC Staff Issues Additional Guidance on COVID-19 Disclosure On June 23rd, the staff of the SEC’s Division of Corporation Finance issued new Disclosure Guidance Topic No. 9A reflect... Load More
September 29, 2020 Client Update SEC No-Action Letter Facilitates Secondary Market Trading of Digital Asset Securities In a game-changing development for the future viability of digital asset securities trading, staff of the Division of Trad...
September 22, 2020 Client Update SEC Finalizes Guide 3 Replacement The SEC has finalized rules that will replace Guide 3, the industry guide for banking organizations. The final rules elim...
September 4, 2020 Client Update SEC Updates Business, Legal Proceedings and Risk Factors Disclosure On August 26, the SEC adopted amendments to update the business description, legal proceedings and risk factor disclosures...
September 1, 2020 Client Update SEC Expands Access to Private Offerings On August 26, the Securities and Exchange Commission expanded the definitions of “accredited investor” in Regulation D...
August 28, 2020 Client Update Direct Listings by Companies Gain Momentum The path to direct listings by companies is getting easier. On Wednesday, the SEC approved the NYSE’s rule change that w...
July 24, 2020 Client Update SEC Finalizes Rules for Proxy Advisors The SEC voted (3 to 1) on Wednesday to adopt final rules that would regulate proxy advisory firms and permit companies tha...
July 23, 2020 Client Update FRC Publishes Thematic Review of Company Disclosures During the Coronavirus (COVID-19) Pandemic The coronavirus (COVID-19) pandemic hit in the middle of the annual corporate reporting season, with a large number of UK ...
July 15, 2020 Client Update ESG Disclosure Frameworks – Recent Updates In just the last two months, each of the Global Reporting Initiative, the Sustainability Accounting Standards Board and th...
June 26, 2020 Client Update UK Government Announces Enhanced FCA Powers to Deal with “Tough Legacy” LIBOR Contracts Highlighting that legislative steps could help address the “tough legacy” contracts that cannot transition from LIBOR,...
June 25, 2020 Client Update SEC Staff Issues Additional Guidance on COVID-19 Disclosure On June 23rd, the staff of the SEC’s Division of Corporation Finance issued new Disclosure Guidance Topic No. 9A reflect...