Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 3, 2021 Client Update FCA publishes final rules for SPACs listing in London The FCA has published a Policy Statement containing its final rules and changes to the Listing Rules for SPACs seeking to ... July 15, 2021 Client Update SEC charges SPAC, sponsor, target and CEOs for misleading disclosures and inadequate due diligence The SEC continued its recent focus on SPACs by filing charges against both sides of a planned but not yet completed SPAC m... July 6, 2021 Client Update Commenters weigh in on SEC climate disclosures request for public input The SEC’s request for public input on climate disclosures attracted 297 institutional comments totaling 3,290 pages. Th... June 17, 2021 Client Update SEC enforcement action highlights need for internal communications about cybersecurity problems The SEC filed an enforcement action involving a public company’s cybersecurity disclosure. The action highlights the nee... June 14, 2021 Client Update UK government consults on powers to block listings on national security grounds The UK government has opened a consultation on proposed powers to allow it to block listings that raise national security ... May 6, 2021 Client Update FCA consultation on rules for SPACs listing in London On 30 April 2021, the Financial Conduct Authority (FCA) published a consultation paper on proposed changes to the Listing ... April 15, 2021 Articles & Books Are nonfungible tokens securities? Davis Polk partner Joseph Hall recently authored “Are Nonfungible Tokens Securities?” in Law360. In the article, Hall... April 14, 2021 Client Update SEC statement on accounting treatment of SPAC warrants to impact capital markets activity This week, the staff of the SEC issued a statement expressing a view that, despite the widespread practice to the contrary... April 12, 2021 Client Update New NYSE rules ease shareholder approval requirements, but may expand audit committee role On April 2nd, the SEC approved NYSE rule changes that will relax current requirements to obtain shareholder approval prior... March 16, 2021 Client Update Major new developments related to the future cessation and loss of representativeness of LIBOR In important developments in the transition from LIBOR to alternative reference rates, LIBOR’s regulator and its adminis... Load More
August 3, 2021 Client Update FCA publishes final rules for SPACs listing in London The FCA has published a Policy Statement containing its final rules and changes to the Listing Rules for SPACs seeking to ...
July 15, 2021 Client Update SEC charges SPAC, sponsor, target and CEOs for misleading disclosures and inadequate due diligence The SEC continued its recent focus on SPACs by filing charges against both sides of a planned but not yet completed SPAC m...
July 6, 2021 Client Update Commenters weigh in on SEC climate disclosures request for public input The SEC’s request for public input on climate disclosures attracted 297 institutional comments totaling 3,290 pages. Th...
June 17, 2021 Client Update SEC enforcement action highlights need for internal communications about cybersecurity problems The SEC filed an enforcement action involving a public company’s cybersecurity disclosure. The action highlights the nee...
June 14, 2021 Client Update UK government consults on powers to block listings on national security grounds The UK government has opened a consultation on proposed powers to allow it to block listings that raise national security ...
May 6, 2021 Client Update FCA consultation on rules for SPACs listing in London On 30 April 2021, the Financial Conduct Authority (FCA) published a consultation paper on proposed changes to the Listing ...
April 15, 2021 Articles & Books Are nonfungible tokens securities? Davis Polk partner Joseph Hall recently authored “Are Nonfungible Tokens Securities?” in Law360. In the article, Hall...
April 14, 2021 Client Update SEC statement on accounting treatment of SPAC warrants to impact capital markets activity This week, the staff of the SEC issued a statement expressing a view that, despite the widespread practice to the contrary...
April 12, 2021 Client Update New NYSE rules ease shareholder approval requirements, but may expand audit committee role On April 2nd, the SEC approved NYSE rule changes that will relax current requirements to obtain shareholder approval prior...
March 16, 2021 Client Update Major new developments related to the future cessation and loss of representativeness of LIBOR In important developments in the transition from LIBOR to alternative reference rates, LIBOR’s regulator and its adminis...