Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 3, 2021 Client Update SEC’s Investor Advisory Committee recommends changes to Rule 10b5-1 trading plans Changes are on the horizon for a risk management tool widely used by both insiders and companies August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th... August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea... August 11, 2021 Client Update Nasdaq board diversity rules approved by SEC Nasdaq’s new board diversity rules, approved by the SEC on August 6, will require listed companies to have diverse board... August 3, 2021 Client Update FCA publishes final rules for SPACs listing in London The FCA has published a Policy Statement containing its final rules and changes to the Listing Rules for SPACs seeking to ... July 15, 2021 Client Update SEC charges SPAC, sponsor, target and CEOs for misleading disclosures and inadequate due diligence The SEC continued its recent focus on SPACs by filing charges against both sides of a planned but not yet completed SPAC m... July 6, 2021 Client Update Commenters weigh in on SEC climate disclosures request for public input The SEC’s request for public input on climate disclosures attracted 297 institutional comments totaling 3,290 pages. Th... June 17, 2021 Client Update SEC enforcement action highlights need for internal communications about cybersecurity problems The SEC filed an enforcement action involving a public company’s cybersecurity disclosure. The action highlights the nee... June 14, 2021 Client Update UK government consults on powers to block listings on national security grounds The UK government has opened a consultation on proposed powers to allow it to block listings that raise national security ... May 6, 2021 Client Update FCA consultation on rules for SPACs listing in London On 30 April 2021, the Financial Conduct Authority (FCA) published a consultation paper on proposed changes to the Listing ... Load More
September 3, 2021 Client Update SEC’s Investor Advisory Committee recommends changes to Rule 10b5-1 trading plans Changes are on the horizon for a risk management tool widely used by both insiders and companies
August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th...
August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea...
August 11, 2021 Client Update Nasdaq board diversity rules approved by SEC Nasdaq’s new board diversity rules, approved by the SEC on August 6, will require listed companies to have diverse board...
August 3, 2021 Client Update FCA publishes final rules for SPACs listing in London The FCA has published a Policy Statement containing its final rules and changes to the Listing Rules for SPACs seeking to ...
July 15, 2021 Client Update SEC charges SPAC, sponsor, target and CEOs for misleading disclosures and inadequate due diligence The SEC continued its recent focus on SPACs by filing charges against both sides of a planned but not yet completed SPAC m...
July 6, 2021 Client Update Commenters weigh in on SEC climate disclosures request for public input The SEC’s request for public input on climate disclosures attracted 297 institutional comments totaling 3,290 pages. Th...
June 17, 2021 Client Update SEC enforcement action highlights need for internal communications about cybersecurity problems The SEC filed an enforcement action involving a public company’s cybersecurity disclosure. The action highlights the nee...
June 14, 2021 Client Update UK government consults on powers to block listings on national security grounds The UK government has opened a consultation on proposed powers to allow it to block listings that raise national security ...
May 6, 2021 Client Update FCA consultation on rules for SPACs listing in London On 30 April 2021, the Financial Conduct Authority (FCA) published a consultation paper on proposed changes to the Listing ...