Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 31, 2022 Client Update SEC reopens comment period for “pay versus performance” disclosure rule The SEC proposes disclosure of additional metrics beyond total shareholder return (TSR) for this unfinished Dodd-Frank rul... January 25, 2022 Client Update SEC’s shadow trading case survives motion to dismiss A novel insider trading case for trading the stock of a company that the trader did not work for and that was not the targ... December 23, 2021 Client Update Hong Kong introduces new listing regime for SPACs An important chapter for Hong Kong’s capital markets is ready to be unveiled as the rules for establishing a new SPACs l... December 20, 2021 Client Update You’d better watch out! New rules for company and insider stock transactions are coming to town The SEC’s proposals include cooling-off periods for Rule 10b5-1 trading plans, public disclosure around Rule 10b5-1 trad... December 17, 2021 Client Update Preparing your 2021 Form 20-F This client update highlights some considerations for the preparation of your 2021 annual report on Form 20-F. As in previ... December 8, 2021 Client Update SEC finalizes rules that may delist China-based companies The SEC finalized rules to implement the Holding Foreign Companies Accountable Act. The law was enacted in 2020 in respons... December 3, 2021 Client Update FCA confirms new Listing Rules to boost growth and innovation on UK stock markets On 3 December 2021, significant changes to the UK Listing Rules came into force focused on making the UK public markets mo... November 18, 2021 Client Update SEC mandates universal proxy cards for contested board elections The new rule may make it easier for dissidents to persuade shareholders to vote for a few nominees opposed by management i... November 8, 2021 Client Update ISS seeks comments on significant proposed policies on multi-class structures and ESG matters On November 4, 2021, ISS proposed for comment potential U.S. voting policies. Of particular note are proposed policies whe... November 5, 2021 Client Update SEC issues new guidance on shareholder proposals The SEC signaled increased unwillingness to allow companies to exclude shareholder proposals from proxy statements. Load More
January 31, 2022 Client Update SEC reopens comment period for “pay versus performance” disclosure rule The SEC proposes disclosure of additional metrics beyond total shareholder return (TSR) for this unfinished Dodd-Frank rul...
January 25, 2022 Client Update SEC’s shadow trading case survives motion to dismiss A novel insider trading case for trading the stock of a company that the trader did not work for and that was not the targ...
December 23, 2021 Client Update Hong Kong introduces new listing regime for SPACs An important chapter for Hong Kong’s capital markets is ready to be unveiled as the rules for establishing a new SPACs l...
December 20, 2021 Client Update You’d better watch out! New rules for company and insider stock transactions are coming to town The SEC’s proposals include cooling-off periods for Rule 10b5-1 trading plans, public disclosure around Rule 10b5-1 trad...
December 17, 2021 Client Update Preparing your 2021 Form 20-F This client update highlights some considerations for the preparation of your 2021 annual report on Form 20-F. As in previ...
December 8, 2021 Client Update SEC finalizes rules that may delist China-based companies The SEC finalized rules to implement the Holding Foreign Companies Accountable Act. The law was enacted in 2020 in respons...
December 3, 2021 Client Update FCA confirms new Listing Rules to boost growth and innovation on UK stock markets On 3 December 2021, significant changes to the UK Listing Rules came into force focused on making the UK public markets mo...
November 18, 2021 Client Update SEC mandates universal proxy cards for contested board elections The new rule may make it easier for dissidents to persuade shareholders to vote for a few nominees opposed by management i...
November 8, 2021 Client Update ISS seeks comments on significant proposed policies on multi-class structures and ESG matters On November 4, 2021, ISS proposed for comment potential U.S. voting policies. Of particular note are proposed policies whe...
November 5, 2021 Client Update SEC issues new guidance on shareholder proposals The SEC signaled increased unwillingness to allow companies to exclude shareholder proposals from proxy statements.