Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights April 25, 2023 Client Update SEC says earliest deadline for companies to adopt a NYSE/Nasdaq clawback policy is August 2023 The SEC extended the deadline for the effective date of the NYSE and Nasdaq listing standards on the clawback rule mandate... April 20, 2023 Client Update S&P Dow Jones reopens its indices to companies with multiple share classes After consultation with market participants late last year, S&P Dow Jones makes companies with multiple class shares eligi... March 23, 2023 Articles & Books Direct listings: A viable alternative to traditional IPOs Davis Polk partners Pedro Bermeo and Michael Kaplan, a leader of the firm’s Israel practice, authored “Direct listings... March 14, 2023 Client Update EU capital markets: New ESMA prospectus Q&As and proposed prospectus and market abuse regime reforms The European Securities and Markets Authority has recently published updated versions of its Q&As on the EU Prospectus Reg... February 27, 2023 Client Update NYSE and Nasdaq release clawback rule proposal On February 22, 2023, the NYSE and Nasdaq released their respective versions of a proposed rule that implements the SEC’... February 21, 2023 Client Update Updated UK share capital management guidelines The Investment Association, the trade body for UK investment managers, has published updated guidelines setting out the ex... February 17, 2023 Client Update SEC adopts T+1 settlement effective May 2024 The final rule shortens the settlement cycle to one business day for most securities transactions, effective May 28, 2024. February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that... February 14, 2023 Client Update When gaming runs afoul of disclosure controls and whistleblower rights Activision Blizzard agreed to pay $35 million to settle SEC charges that it violated disclosure controls and whistleblower... February 13, 2023 Client Update SEC Staff issues interpretations regarding the “pay versus performance” disclosure rule On February 10, 2023, the SEC Staff issued a set of Compliance & Disclosure Interpretations (C&DIs) regarding the “pay v... Load More
April 25, 2023 Client Update SEC says earliest deadline for companies to adopt a NYSE/Nasdaq clawback policy is August 2023 The SEC extended the deadline for the effective date of the NYSE and Nasdaq listing standards on the clawback rule mandate...
April 20, 2023 Client Update S&P Dow Jones reopens its indices to companies with multiple share classes After consultation with market participants late last year, S&P Dow Jones makes companies with multiple class shares eligi...
March 23, 2023 Articles & Books Direct listings: A viable alternative to traditional IPOs Davis Polk partners Pedro Bermeo and Michael Kaplan, a leader of the firm’s Israel practice, authored “Direct listings...
March 14, 2023 Client Update EU capital markets: New ESMA prospectus Q&As and proposed prospectus and market abuse regime reforms The European Securities and Markets Authority has recently published updated versions of its Q&As on the EU Prospectus Reg...
February 27, 2023 Client Update NYSE and Nasdaq release clawback rule proposal On February 22, 2023, the NYSE and Nasdaq released their respective versions of a proposed rule that implements the SEC’...
February 21, 2023 Client Update Updated UK share capital management guidelines The Investment Association, the trade body for UK investment managers, has published updated guidelines setting out the ex...
February 17, 2023 Client Update SEC adopts T+1 settlement effective May 2024 The final rule shortens the settlement cycle to one business day for most securities transactions, effective May 28, 2024.
February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that...
February 14, 2023 Client Update When gaming runs afoul of disclosure controls and whistleblower rights Activision Blizzard agreed to pay $35 million to settle SEC charges that it violated disclosure controls and whistleblower...
February 13, 2023 Client Update SEC Staff issues interpretations regarding the “pay versus performance” disclosure rule On February 10, 2023, the SEC Staff issued a set of Compliance & Disclosure Interpretations (C&DIs) regarding the “pay v...