On January 21, 2026, Davis Polk partner Zach Zweihorn will be among the speakers at the Practising Law Institute’s “Fundamentals of Broker-Dealer Regulation 2026” program. Zach will speak on the “Broker-Dealer Registration & FINRA Membership” panel. Topics discussed will include the steps Broker-Dealers are required to take to register with the SEC, how to navigate the FINRA membership process and filing the Form BD.

For more information, please visit the event website. 

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