Getting the Deal Through: Financial Services Compliance

Created date


Law Business Research Ltd., August 2018


Davis Polk partner Annette Nazareth served as Contributing Editor of the inaugural edition of Getting the Deal Through – Financial Services Compliance, and Davis Polk partner Karen Chan, counsel Hilary Seo and Michael Sholem, and associates John Atchley, Jennifer Duffy, Mark Sater and Kelley O’Mara authored the book’s EU, Hong Kong, UK and US chapters.

The book is a compilation of the rules and approaches to financial services compliance in each of the 13 major jurisdictions and the European Union. The practical and pragmatic guide will assist lawyers, compliance professionals, board of directors and others who represent or are engaged with globally active institutions in navigating the regulatory requirements and frameworks of multiple jurisdictions. Understanding the regulatory landscape and the differences in approaches is fundamental to successful transactions in financial commerce across borders.

Reproduced with permission from Law Business Research Ltd. This article was first published in Getting the Deal Through –Financial Services Compliance 2018 (Published: May 2018). For further information please visit www.gettingthedealthrough.com.