ルール801 及び日本におけるライツ・オファリングに対する米国証券法制の適用（参考和訳）
Rule 801 under the U.S. Securities Act of 1933, as amended (the “Securities Act”), provides an exemption from the registration requirements of the Securities Act for rights offerings by foreign private issuers. This memorandum discusses how Rule 801 and the Securities Act apply to rights offerings by Japanese companies (“rights offerings”). This memorandum does not discuss considerations relevant to a merger, share exchange or similar business combination transaction, or an exchange offer or tender offer. In this memorandum, we assume that the issuer of the securities in the rights offering (the “subject company”) is a Japanese corporation that qualifies as a “foreign private issuer”.
This communication, which we believe may be of interest to our clients and friends of the firm, is for general information only. It is not a full analysis of the matters presented and should not be relied upon as legal advice. This may be considered attorney advertising in some jurisdictions. Please refer to the firm's privacy notice for further details.
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