	Mark A. Sater Associate New York mark.sater@davispolk.com +1 212 450 3142 Mr. Sater is an associate in Davis Polk's Financial Institutions Group and the trading and markets practice. He advises on a wide range of securities and derivatives compliance, enforcement and transactional matters. His clients include major international banks, broker-dealers, clearing organizations, securities exchanges and other institutions.

Mark A. Sater

Associate

New York

Mr. Sater is an associate in Davis Polk's Financial Institutions Group and the trading and markets practice. He advises on a wide range of securities and derivatives compliance, enforcement and transactional matters. His clients include major international banks, broker-dealers, clearing organizations, securities exchanges and other institutions.

PROFESSIONAL EXPERIENCE
NEWS, INSIGHTS & EVENTS

Work Highlights

Mr. Sater has been actively involved in providing advice to:

Financial institutions and industry groups on the impact of legislative and regulatory reforms
Broker-dealers on compliance with federal securities laws and FINRA rules
Swap dealers and end-users on compliance with derivatives regulatory requirements under Title VII of the Dodd-Frank Act
Financial institutions on potential collateral consequences arising from regulatory and enforcement actions
Non-U.S. financial institutions on the extraterritorial application of U.S. securities and derivatives laws
U.S. and non-U.S. G-SIBs on the preparation of their resolution plans
Financial institutions on the impact and implementation of the Volcker Rule’s proprietary trading provisions