 |
Mark A. Sater
Mr. Sater is an associate in the trading and markets practice within Davis Polk's Financial Institutions Group. He advises on a wide range of securities and derivatives compliance, enforcement and transactional matters. His clients include major international banks, broker-dealers, clearing organizations, securities exchanges and other institutions.
|
Work Highlights
Mr. Sater has been actively involved in providing advice to:
- Financial institutions and industry groups on the impact of legislative and regulatory reforms
- Broker-dealers on compliance with federal securities laws and FINRA rules
- Swap dealers and end-users on compliance with derivatives regulatory requirements under Title VII of the Dodd-Frank Act
- Financial institutions on potential collateral consequences arising from regulatory and enforcement actions
- Non-U.S. financial institutions on the extraterritorial application of U.S. securities and derivatives laws
- U.S. and non-U.S. G-SIBs on the preparation of their resolution plans
- Financial institutions on the impact and implementation of the Volcker Rule’s proprietary trading provisions
Professional History
- Davis Polk since 2013
News
Articles and Books
-
Getting the Deal Through: Financial Services Compliance 2019 | Law Business Research Ltd., April 2019
-
Getting the Deal Through: Financial Services Compliance | Law Business Research Ltd., August 2018
-
Security-Based Swap Dealers: Preparing for Trade Reporting | Compliance Reporter, Issue 19, September 19, 2016
Client Memos and Alerts
Practice Focus
Bar Admissions
Education
-
B.A., Economics, Indiana University, 2010
- Phi Beta Kappa
- summa cum laude
-
J.D., University of Chicago Law School, 2013
- with honors