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Mark A. Sater
Mr. Sater is an associate in Davis Polk's Financial Institutions Group and the trading and markets practice. He advises on a wide range of securities and derivatives compliance, enforcement and transactional matters. His clients include major international banks, broker-dealers, clearing organizations, securities exchanges and other institutions.
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Work Highlights
Mr. Sater has been actively involved in providing advice to:
- Financial institutions and industry groups on the impact of legislative and regulatory reforms
- Broker-dealers on compliance with federal securities laws and FINRA rules
- Swap dealers and end-users on compliance with derivatives regulatory requirements under Title VII of the Dodd-Frank Act
- Financial institutions on potential collateral consequences arising from regulatory and enforcement actions
- Non-U.S. financial institutions on the extraterritorial application of U.S. securities and derivatives laws
- U.S. and non-U.S. G-SIBs on the preparation of their resolution plans
- Financial institutions on the impact and implementation of the Volcker Rule’s proprietary trading provisions
Professional History
- Davis Polk since 2013
News
Articles and Books
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Getting the Deal Through: Financial Services Compliance 2020
Law Business Research Ltd., April 2020 -
Getting the Deal Through: Financial Services Compliance 2019 | Law Business Research Ltd., April 2019
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Getting the Deal Through: Financial Services Compliance | Law Business Research Ltd., August 2018