Annette L. Nazareth
Ms. Nazareth leads Davis Polk's trading and markets practice within the firm’s Financial Institutions Group. She advises clients across a broad range of complex regulatory matters and transactions. She also works closely with Davis Polk’s SEC enforcement practice, counseling nonfinancial sector corporations that are subject to government regulatory and enforcement actions.
- Chambers USA:
- Securities: Regulation: Advisory, Band 1, 2016
- Financial Services Regulation: Broker Dealer (Compliance), Band 1, 2016
- Financial Services Regulation: Broker Dealer (Enforcement), Band 1, 2016
- IFLR1000 – Leading Lawyer, 2016
- BTI Client Service All-Star, 2013
Ms. Nazareth received a Lifetime Achievement Award from Traders magazine's inaugural "Wall Street Women of Excellence" awards. She was nominated by individuals in the trading community and was the only lawyer to receive an award.
Ms. Nazareth received the Women in Finance Lifetime Achievement Award from Markets Media in 2016.
- Co-Chair, Workstream on Capital Markets, the Bipartisan Policy Center’s Financial Regulatory Reform Initiative
- Member of the Board of Directors of the Urban Institute, the National Cathedral School, the Bishop Walker School, and Trustee Emeritus of Brown University
- Co-Author, "Transparency and Confidentiality in the Post Finanical Crisis World - Where to Strike the Balance?," Harvard Business Law Review, Vol. 1, August 2011
- Co-Author, Credible Living Wills: The First Generation, Davis Polk and McKinsey & Co., April 2011
- Author of numerous articles and frequent speaker at conferences
- Partner, Davis Polk, 2008-present
- Commissioner, Securities and Exchange Commission, 2005-2008
- Director, Division of Market Regulation (now the Division of Trading and Markets), Securities and Exchange Commission, 1999-2005
- Senior Counsel, Chairman Arthur Levitt; Interim Director, Division of Investment Management, Securities and Exchange Commission, 1998-1999
- Associate, Davis Polk, 1981-1986