Private Equity

In this issue, we discuss SEC Chair Gary Gensler’s statement regarding the recent approval of spot bitcoin exchange-trad...

The Federal Trade Commission (FTC) announced revised Hart-Scott-Rodino Act (HSR) reporting thresholds and filing fee amoun...

The Federal Trade Commission has announced revised thresholds for Section 8 of the Clayton Act.  Under the new thresholds,...

In this issue, we discuss a recent enforcement action involving an investment adviser and alleged custody rule violations.

In this issue, we discuss recent enforcement actions and litigation involving investment advisers.

The Second Circuit reaffirmed that the safe harbor of section 546(e) of the Bankruptcy Code protects transfers made in con...

In this issue, we discuss the 2024 examination priorities for the SEC’s Division of Examinations.

In this issue, we discuss a risk alert issued by the SEC’s Division of Examinations regarding investment adviser examina...

Last week, the FTC alleged that a private equity firm undertook a “multi-year anticompetitive scheme” to dominate Texa...

The SEC’s amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondar...