Private Equity

In this issue, we discuss a recent enforcement action involving a private fund adviser that allegedly included misleading ...

The Biden administration released its proposed rule that would establish a regulatory framework for outbound investments i...

In this issue, we discuss the U.S. Court of Appeals decision that struck down the SEC’s new rules and amendments under t...

In a closely watched case, the U.S. Court of Appeals for the Fifth Circuit struck down in its entirety the SEC’s new pri...

In this issue, we discuss proposed customer identification requirements for investment advisers and amendments regarding e...

In this issue, we discuss the SEC Examinations Division’s risk alert regarding compliance with the Advisers Act Marketin...

In this issue, we discuss recent enforcement actions involving investment advisers that allegedly made false and misleadin...

On March 5, 2024, the FTC, the DOJ and the U.S. Department of Health and Human Services announced that they are seeking pu...

In this issue, we discuss among other things updated FAQs regarding compliance with the marketing rule under the Advisers ...

While scaled back from the original proposal, the final rules expand the scope of firms required to register as dealers as...