Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 5, 2017 Client Update SEC Staff Expands Ability to File Registration Statements on a Nonpublic Basis Staff also suggests greater willingness to waive financial statement requirements June 26, 2017 Client Update Private Equity Regulatory Update - June 2017 Rules and Regulations House Approves Revised Financial CHOICE Act Litigation Supreme Court Rules that Five-Year Statute... May 25, 2017 Client Update Private Equity Regulatory Update - May 2017 Rules and Regulations SEC Proposes Amendments to Advisers Act Rules to Reflect Changes Made by the FAST Act House Financi... April 27, 2017 Client Update Private Equity Regulatory Update - April 2017 Industry Upate Financial CHOICE ACT Proposes to Exempt Private Equity Fund Advisers from Registration and Reporting Requi... March 29, 2017 Client Update Private Equity Regulatory Update - March 2017 Industry Update OCIE Announces Five Most Frequent Compliance Topics Identified during Examinations of Investment Advisers February 16, 2017 Client Update Federal Coal Mining Stream Protection Rule Nullified On February 16, 2017, President Trump approved a joint resolution of Congress nullifying the U.S. Department of the Interi... February 7, 2017 Client Update Antitrust Agencies Reach Settlements in Three HSR Act Cases In waning days of the Obama Administration, the U.S. Antitrust Agencies reached three settlements totaling $1.4 million fo... January 20, 2017 Client Update Revised 2017 Jurisdictional Thresholds Under the HSR Act Yesterday, the Federal Trade Commission (FTC) announced revised Hart-Scott-Rodino Act (HSR) reporting thresholds under whi... November 11, 2016 Articles & Books FINRA's Approval Requirement: Considerations for Non-US Acquirers of US Broker-Dealers It is widely known that in order to complete deals involving US companies, non-US firms must successfully navigate a labyr... September 30, 2016 Client Update Issue 7: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction French pitch for Paris to become Europe’s financial center A regime with sticking power... Load More
July 5, 2017 Client Update SEC Staff Expands Ability to File Registration Statements on a Nonpublic Basis Staff also suggests greater willingness to waive financial statement requirements
June 26, 2017 Client Update Private Equity Regulatory Update - June 2017 Rules and Regulations House Approves Revised Financial CHOICE Act Litigation Supreme Court Rules that Five-Year Statute...
May 25, 2017 Client Update Private Equity Regulatory Update - May 2017 Rules and Regulations SEC Proposes Amendments to Advisers Act Rules to Reflect Changes Made by the FAST Act House Financi...
April 27, 2017 Client Update Private Equity Regulatory Update - April 2017 Industry Upate Financial CHOICE ACT Proposes to Exempt Private Equity Fund Advisers from Registration and Reporting Requi...
March 29, 2017 Client Update Private Equity Regulatory Update - March 2017 Industry Update OCIE Announces Five Most Frequent Compliance Topics Identified during Examinations of Investment Advisers
February 16, 2017 Client Update Federal Coal Mining Stream Protection Rule Nullified On February 16, 2017, President Trump approved a joint resolution of Congress nullifying the U.S. Department of the Interi...
February 7, 2017 Client Update Antitrust Agencies Reach Settlements in Three HSR Act Cases In waning days of the Obama Administration, the U.S. Antitrust Agencies reached three settlements totaling $1.4 million fo...
January 20, 2017 Client Update Revised 2017 Jurisdictional Thresholds Under the HSR Act Yesterday, the Federal Trade Commission (FTC) announced revised Hart-Scott-Rodino Act (HSR) reporting thresholds under whi...
November 11, 2016 Articles & Books FINRA's Approval Requirement: Considerations for Non-US Acquirers of US Broker-Dealers It is widely known that in order to complete deals involving US companies, non-US firms must successfully navigate a labyr...
September 30, 2016 Client Update Issue 7: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction French pitch for Paris to become Europe’s financial center A regime with sticking power...