Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 21, 2009 Client Update SEC Proposes to Ban “Flash” Orders; Announces Broad Review of Market Structure Issues In response to an outcry of criticism voiced by the public, Congress and regulators, on September 18, 2009, the Securities... August 31, 2009 Client Update Short Sales: SEC Staff Provides Guidance on Short Sale Order-Marking Issues, Updates Regulation SHO FAQs On August 28, 2009, the staff (the “Staff”) of the Division of Trading and Markets of the Securities and Exchange Comm... August 24, 2009 Client Update Davis Polk Antitrust Update - August 2009 The federal antitrust regulators, the Federal Trade Commission (“FTC”) and the Antitrust Division of the Department of... August 6, 2009 Client Update SEC Announces Significant Enforcement Initiatives In a speech at the New York City Bar yesterday evening, Robert Khuzami, Director of Enforcement of the Securities and Exch... July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204... July 20, 2009 Client Update SEC v. Cuban: A New Decision Casts Doubt on a Key SEC Position on Insider Trading On Friday, a federal district court in the Northern District of Texas dismissed the SEC’s insider trading case against D... July 17, 2009 Client Update Private Fund Investment Advisers Registration Act On July 15, 2009, the Treasury Department released the proposed Private Fund Investment Advisers Registration Act of 2009 ... July 13, 2009 Client Update Investor Protection Act of 2009 On July 10, 2009, the Treasury Department released the proposed Investor Protection Act of 2009 (the “Act”), which wou... June 24, 2009 Client Update FTC Fines CEO $1.4 Million For Failure To File Under HSR Act After Purchasing Company Stock The Federal Trade Commission (“FTC”) yesterday fined John C. Malone, CEO and Chairman of Discovery Holding Company (?... May 12, 2009 Client Update Department of Justice Announces Plans to Pursue Aggressive Antitrust Enforcement Policy Christine A. Varney, the Assistant Attorney General who serves as the head of the Antitrust Division of the Department of ... Load More
September 21, 2009 Client Update SEC Proposes to Ban “Flash” Orders; Announces Broad Review of Market Structure Issues In response to an outcry of criticism voiced by the public, Congress and regulators, on September 18, 2009, the Securities...
August 31, 2009 Client Update Short Sales: SEC Staff Provides Guidance on Short Sale Order-Marking Issues, Updates Regulation SHO FAQs On August 28, 2009, the staff (the “Staff”) of the Division of Trading and Markets of the Securities and Exchange Comm...
August 24, 2009 Client Update Davis Polk Antitrust Update - August 2009 The federal antitrust regulators, the Federal Trade Commission (“FTC”) and the Antitrust Division of the Department of...
August 6, 2009 Client Update SEC Announces Significant Enforcement Initiatives In a speech at the New York City Bar yesterday evening, Robert Khuzami, Director of Enforcement of the Securities and Exch...
July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204...
July 20, 2009 Client Update SEC v. Cuban: A New Decision Casts Doubt on a Key SEC Position on Insider Trading On Friday, a federal district court in the Northern District of Texas dismissed the SEC’s insider trading case against D...
July 17, 2009 Client Update Private Fund Investment Advisers Registration Act On July 15, 2009, the Treasury Department released the proposed Private Fund Investment Advisers Registration Act of 2009 ...
July 13, 2009 Client Update Investor Protection Act of 2009 On July 10, 2009, the Treasury Department released the proposed Investor Protection Act of 2009 (the “Act”), which wou...
June 24, 2009 Client Update FTC Fines CEO $1.4 Million For Failure To File Under HSR Act After Purchasing Company Stock The Federal Trade Commission (“FTC”) yesterday fined John C. Malone, CEO and Chairman of Discovery Holding Company (?...
May 12, 2009 Client Update Department of Justice Announces Plans to Pursue Aggressive Antitrust Enforcement Policy Christine A. Varney, the Assistant Attorney General who serves as the head of the Antitrust Division of the Department of ...