Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 8, 2018 Articles & Books Getting the Deal Through: Financial Services Compliance Davis Polk partner Annette Nazareth served as Contributing Editor of the inaugural edition of Getting the Deal Through ?... July 19, 2018 Articles & Books Adviser Exams: Mitigating Enforcement Risks In an evolving securities landscape, examinations of investment advisers remain a key priority for the SEC’s Office of C... July 18, 2018 Client Update Ninth Circuit Holds That Section 10(b) Reaches Domestic Purchases of Unsponsored ADRs and That the Supreme Court’s Morrison Decision Does Not Preclude Claims Against Issuers Arising Out of Such Purchases On July 17, the Ninth Circuit issued a decision holding that an overseas company with unsponsored ADRs trading in the Unit... July 17, 2018 Client Update Recent Developments Relating to Corporate Governance Despite a political agenda packed with important issues like tariffs, immigration and a Supreme Court nomination, there ha... July 10, 2018 Client Update What Chinese Banks and Companies Should Know About DOJ Overseas Subpoenas and Asset Seizures Recent actions by the United States Department of Justice (“DOJ”) against Chinese companies in the technology sector m... July 6, 2018 Client Update SEC’s Proposed Amendments to Its Whistleblower Program May Increase Reporting of Potential Securities-Law Violations to the SEC On June 28, 2018, the Securities and Exchange Commission (“SEC”) voted to propose amendments to the rules governing it... July 6, 2018 Client Update U.S. Supreme Court Says Interpretation of PRC Law Not to Receive Deference in Vitamin C Antitrust Case On June 14, 2018, the U.S. Supreme Court decided that U.S. federal courts should only give “respectful consideration”?... July 5, 2018 Client Update In Amended Decision, U.S. Court of Appeals (Second Circuit) Leaves Open the Ability to Prosecute Insider Trading Absent Evidence of a “Meaningfully Close Personal Relationship” On June 25, 2018, a divided panel of the U.S. Court of Appeals for the Second Circuit issued an amended decision in United... July 5, 2018 Client Update SEC Issues Sanctions for Inadequate Perk Disclosure On July 2, 2018, the SEC issued an order criticizing an issuer’s disclosure of executive perquisites and requiring the i... July 3, 2018 Client Update Supreme Court Issues Landmark Decision on Two-Sided Markets On Monday, June 25, the Supreme Court by a 5-4 decision in Ohio v. Am. Express Co. held that American Express’s (“AmEx... Load More
August 8, 2018 Articles & Books Getting the Deal Through: Financial Services Compliance Davis Polk partner Annette Nazareth served as Contributing Editor of the inaugural edition of Getting the Deal Through ?...
July 19, 2018 Articles & Books Adviser Exams: Mitigating Enforcement Risks In an evolving securities landscape, examinations of investment advisers remain a key priority for the SEC’s Office of C...
July 18, 2018 Client Update Ninth Circuit Holds That Section 10(b) Reaches Domestic Purchases of Unsponsored ADRs and That the Supreme Court’s Morrison Decision Does Not Preclude Claims Against Issuers Arising Out of Such Purchases On July 17, the Ninth Circuit issued a decision holding that an overseas company with unsponsored ADRs trading in the Unit...
July 17, 2018 Client Update Recent Developments Relating to Corporate Governance Despite a political agenda packed with important issues like tariffs, immigration and a Supreme Court nomination, there ha...
July 10, 2018 Client Update What Chinese Banks and Companies Should Know About DOJ Overseas Subpoenas and Asset Seizures Recent actions by the United States Department of Justice (“DOJ”) against Chinese companies in the technology sector m...
July 6, 2018 Client Update SEC’s Proposed Amendments to Its Whistleblower Program May Increase Reporting of Potential Securities-Law Violations to the SEC On June 28, 2018, the Securities and Exchange Commission (“SEC”) voted to propose amendments to the rules governing it...
July 6, 2018 Client Update U.S. Supreme Court Says Interpretation of PRC Law Not to Receive Deference in Vitamin C Antitrust Case On June 14, 2018, the U.S. Supreme Court decided that U.S. federal courts should only give “respectful consideration”?...
July 5, 2018 Client Update In Amended Decision, U.S. Court of Appeals (Second Circuit) Leaves Open the Ability to Prosecute Insider Trading Absent Evidence of a “Meaningfully Close Personal Relationship” On June 25, 2018, a divided panel of the U.S. Court of Appeals for the Second Circuit issued an amended decision in United...
July 5, 2018 Client Update SEC Issues Sanctions for Inadequate Perk Disclosure On July 2, 2018, the SEC issued an order criticizing an issuer’s disclosure of executive perquisites and requiring the i...
July 3, 2018 Client Update Supreme Court Issues Landmark Decision on Two-Sided Markets On Monday, June 25, the Supreme Court by a 5-4 decision in Ohio v. Am. Express Co. held that American Express’s (“AmEx...