Zachary J. Zweihorn
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UP Fintech Holding Limited Initial Public Offering and NASDAQ Listing
Davis Polk advised the representatives of the underwriters on the SEC-registered initial public offering by UP Fintech Holding Limited (Tiger Trade) of 13,000,000 American Depositary Shares…
Davis Polk Advises Morgan Stanley on Its Acquisition of Solium Capital
Davis Polk is advising Morgan Stanley on its $900 million acquisition of Solium Capital Inc. The transaction is expected to close in the second quarter of 2019, subject to shareholder and…
Davis Polk Advises Commonwealth Bank of Australia on the Sale of Its Asset Management Business to Mitsubishi UFJ Trust and Banking Corporation
Davis Polk is advising Commonwealth Bank of Australia on the U.S. aspects of its $4.1 billion sale of the Colonial First State Global Asset Management business to Mitsubishi UFJ Trust and…
Virtu Financial, Inc. Common Stock Offering
Davis Polk advised the representatives of the underwriters in connection with the SEC-registered offering of 17,250,000 shares of Class A common stock of Virtu Financial, Inc. for an…
National Bank of Canada $150 Million Certificate of Deposit Offering and Parallel Blockchain Simulation
Davis Polk advised the sole dealer in connection with National Bank of Canada’s $150 million issuance of a one-year floating-rate Yankee certificate of deposit and parallel simulation…
Advice to Long-Term Stock Exchange on a proposed LTSE listing category on IEX
Davis Polk is advising the Long-Term Stock Exchange (“LTSE”) in connection with the SEC regulatory filing submitted by Investors’ Exchange LLC (“IEX”) to establish a new listing category on…
Davis Polk Advises Bats Global Markets on Its Acquisition by CBOE Holdings
Davis Polk is advising Bats Global Markets, Inc. on its approximately $3.2 billion acquisition by CBOE Holdings, Inc. The transaction, which is expected to close in the first half of…
Davis Polk Advises Bats Global Markets, Inc. on Its $290.6 Million Initial Public Offering
Davis Polk advised Bats Global Markets, Inc. on its $290.6 million initial public offering of 15,295,000 common shares sold by certain selling shareholders, which included an upsize of 2…
Royal Bank of Scotland resolution of U.S. foreign exchange investigations
Davis Polk advised The Royal Bank of Scotland plc (“RBS”) on investigations conducted by the U.S. Department of Justice (“DOJ”) and the Federal Reserve Bank (“Federal Reserve”) relating to…
Cowen Group, Inc. $120.75 Million Convertible Preferred Stock Offering and Capped Call Option Transactions
Davis Polk advised the initial purchasers in connection with a Rule 144A offering by Cowen Group, Inc. of $120.75 million aggregate liquidation preference of 5.625% Series A cumulative…