Sarah E. Kim
Lawyers
Provides regulatory and compliance advice to investment managers in connection with their ongoing operations and investment activities.
Sarah provides regulatory and compliance advice to investment managers in connection with their ongoing operations and investment activities, including compliance with the Investment Advisers Act and Investment Company Act. She also advises corporations, banks, insurance companies and other financial institutions regarding exemptions under the Investment Company Act and Investment Advisers Act.
She served as a contributing editor for International Comparative Legal Guide: Public Investment Funds 2021, and co-authored the “USA” chapter.
Experience
Recent Work
- Automatic Data Processing $1 billion notes offering
- Morgan Stanley €4 billion senior notes offering
- Morgan Stanley $8 billion senior notes offering
- Diageo $1.5 billion notes offering
- Paychex $4.2 billion senior notes offering
- SMFG $1.25 billion perpetual subordinated notes offering and tender offers
- AMD $1.5 billion senior notes offering
- Mastercard $1.25 billion senior notes offering
- Arcos Dorados $600 million senior notes offering and cash tender offer
- Banco Santander $2 billion notes offering
- SMFG $3.2 billion senior notes offering
- BrainAurora Medical Technology HK$583 million IPO
- VersaBank $75 million follow-on offering
- Pony AI $413 million IPO
- NatWest Group $750 million contingent convertible Additional Tier 1 notes
- Ventas public offering of 10.6 million shares
Insights
Education
J.D., Harvard Law School
- cum laude
B.A., History, Yale University
Prior experience
- Senior Counsel, PNC Asset Management Group, PNC Bank, 2013-2015
- Regional Legal Counsel, Citi Private Bank, Citibank, Hong Kong Branch, 2002-2013
Qualifications and admissions
- State of New York