On March 13, March 25 and June 19, the SEC issued exemptive orders providing temporary relief from certain filing and delivery obligations under the Investment Advisers Act and the Invest...
COVID-19 Update
SEC Forms Cross-Divisional COVID-19 Market Monitoring Group
Rules and Regulations
SEC Proposes to Modernize Framework for Registered Fund Valuation Practices
Industry ...
COVID-19 Update
SEC Forms Cross-Divisional COVID-19 Market Monitoring Group
Industry Update
Commissioner Elad L. Roisman Delivers Remarks Before the Council of Institutional Investo...
COVID-19 Update
SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs
SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investment...
COVID-19 Update
SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs
SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investm...
COVID-19 Update
SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak
SEC Provides Temporary Additional Flexibility for Registered ...
COVID-19 Update
SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak
CFTC and NFA Provide Temporary Regulatory Relief to Commodity...
In light of the many questions our clients have been asking about the legal implications of the coronavirus (COVID-19) crisis and government responses to the pandemic, Davis Polk this wee...
The SEC provided additional temporary relief to help registered funds manage potential liquidity issues in the current market environment that may be caused by the COVID-19 outbreak. The ...
Rules and Regulations
Proposed Amendments to the Volcker Rule
SEC Issues Order Granting Exemptive Relief for Multi-Manager Fund Board Approval of Sub-Advisory Agreements Without In-Pe...
