Michael Kaplan

The proposal would significantly narrow the likelihood of obtaining no-action relief from the SEC on shareholder proposals, leading to a potential flood of additional proposals on ballots.

In March 2022, the SEC proposed a sweeping set of rules relating to SPACs, SPAC IPOs and de-SPAC transactions that the SEC indicated would ensure “greater transparency and more robust i...

New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format.

Davis Polk partners and Israel practice co-heads Michael Kaplan and Lee Hochbaum recently authored “SEC proposes new SPAC rules that are expected to significantly reduce SPAC activity?...

SPACs remain in the SEC’s crosshairs with this comprehensive rule proposal that expands the scope of underwriter liability, amends the scope of a safe harbor for financial projections a...

The long-expected but controversial proposal would require disclosure of climate-related risks, greenhouse gas emissions and climate-related financial metrics. If adopted, the proposal wo...

Proposed rules would require cybersecurity incident and risk management disclosures and may compound compliance costs and enforcement risks.

A new SEC proposal would shorten the securities settlement cycle to one business day for most transactions.

The SEC’s proposals include cooling-off periods for Rule 10b5-1 trading plans, public disclosure around Rule 10b5-1 trading plans, significant new disclosures for option grants and stoc...

This client update highlights some considerations for the preparation of your 2021 annual report on Form 20-F. As in previous years, we discuss both disclosure developments and continued ...