Litigation
Supreme Court Ruling in Mutual Fund Excessive Fee Case Generally Endorses Gartenberg Standard
Federal District Court Denies SLUSA Preemption for State Law Claims Involving ...
Bank Holding Company Amendments (Title VI)
Volcker Rule
All purely technical and uninteresting, except for the following changes (insertions underlined):
Definition of proprietary tr...
I. Institutional Arrangements
Financial Stability Oversight Council. Interagency Council, consisting of 9 voting members – the Treasury Secretary (Chairperson) and the heads of Fed, OCC...
Breaking News on Enforcement Activity
Hedge Funds Under Scrutiny for Bets Against the Euro SEC Rules and Regulations
SEC Adopts Amendments to Money Market Fund Rules
Industry Update...
Industry Update
President Obama Proposes Significant Limits for Financial Institutions
Developments Regarding the Directive on Alternative Investment Fund Managers
Joint Forum Study ...
SEC Rules and Regulations
SEC Adopts Amendments to the Custody Rule
SEC Extends Expiration Date for Temporary Rule on Principal Trades with Certain Advisory Clients
SEC Adopts Rule...
Litigation
Insider Trading Charges Brought Against Hedge Fund Manager Raj Rajaratnam, Galleon Management and Others
SEC Appeals Mark Cuban Insider Trading Decision
Industry Update
...
SEC Rules and Regulations
SEC Adopts Interim Final Temporary Rule Requiring Money Market Fund Disclosure
Industry Update
Rep. Kanjorski Releases Private Fund Investment Advisers R...
INDUSTRY UPDATE
Changes to New York Law Governing Powers of Attorney Effective September 1, 2009
SEC, CFTC Hold Joint Meetings on Regulatory Harmonization
SEC, FINRA Issue Warning to...
