James C. Lin

On July 6, 2022, the Hong Kong government introduced the Anti-Money Laundering and Counter-Terrorist Financing (Amendment) Bill 2022 (the Bill), which includes a new licensing regime for ...

The new rules eliminate the requirement to provide drafts to companies.

The proposal would significantly narrow the likelihood of obtaining no-action relief from the SEC on shareholder proposals, leading to a potential flood of additional proposals on ballots.

On June 8, 2022, the SEC requested comments for the third time on its proposed clawback rule, which is required to be promulgated under the Dodd-Frank Act. As part of this reopening, the ...

New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format.

SPACs remain in the SEC’s crosshairs with this comprehensive rule proposal that expands the scope of underwriter liability, amends the scope of a safe harbor for financial projections a...

A new SEC proposal would shorten the securities settlement cycle to one business day for most transactions.

The SEC proposes disclosure of additional metrics beyond total shareholder return (TSR) for this unfinished Dodd-Frank rulemaking.

An important chapter for Hong Kong’s capital markets is ready to be unveiled as the rules for establishing a new SPACs listing regime are set to take effect on January 1, 2022. In this ...

The SEC’s proposals include cooling-off periods for Rule 10b5-1 trading plans, public disclosure around Rule 10b5-1 trading plans, significant new disclosures for option grants and stoc...