James C. Lin

On June 8, 2022, the SEC requested comments for the third time on its proposed clawback rule, which is required to be promulgated under the Dodd-Frank Act. As part of this reopening, the ...

New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format.

SPACs remain in the SEC’s crosshairs with this comprehensive rule proposal that expands the scope of underwriter liability, amends the scope of a safe harbor for financial projections a...

A new SEC proposal would shorten the securities settlement cycle to one business day for most transactions.

The SEC proposes disclosure of additional metrics beyond total shareholder return (TSR) for this unfinished Dodd-Frank rulemaking.

An important chapter for Hong Kong’s capital markets is ready to be unveiled as the rules for establishing a new SPACs listing regime are set to take effect on January 1, 2022. In this ...

The SEC’s proposals include cooling-off periods for Rule 10b5-1 trading plans, public disclosure around Rule 10b5-1 trading plans, significant new disclosures for option grants and stoc...

This client update highlights some considerations for the preparation of your 2021 annual report on Form 20-F. As in previous years, we discuss both disclosure developments and continued ...

The SEC finalized rules to implement the Holding Foreign Companies Accountable Act. The law was enacted in 2020 in response to the inability of the PCAOB to inspect the audits of China-ba...

The new rule may make it easier for dissidents to persuade shareholders to vote for a few nominees opposed by management in order to “send a message.”