James C. Lin

The SEC finalized rules to implement the Holding Foreign Companies Accountable Act. The law was enacted in 2020 in response to the inability of the PCAOB to inspect the audits of China-ba...

The new rule may make it easier for dissidents to persuade shareholders to vote for a few nominees opposed by management in order to “send a message.”

The SEC signaled increased unwillingness to allow companies to exclude shareholder proposals from proxy statements.

Personal Information Protection Law of China (PIPL) came into effect today, containing rules comprehensively regulating personal data processing activities across all industries in and ou...

The SEC’s renewed request for comments on its clawback rule suggests an aggressive approach to recovery of incentive-based compensation.

A proposed NYSE amendment would eliminate the requirement to include abstentions as “votes cast” against a company’s proposal. Instead, companies would be able to follow their own gov...

Changes are on the horizon for a risk management tool widely used by both insiders and companies

Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that the SPACs are investment companies under the Investment Company Act...

Nasdaq’s new board diversity rules, approved by the SEC on August 6, will require listed companies to have diverse board members or explain why they do not. In addition, the rules will ...

This week, the staff of the SEC issued a statement expressing a view that, despite the widespread practice to the contrary, most warrants issued in connection with a SPAC transaction shou...