The SEC’s new amendment requires that mutual funds and exchange-traded funds highlight certain key information in annual and semi-annual shareholder reports and provide additional fee a...
The SEC’s proposed new oversight rule and rule amendments under the Investment Advisers Act of 1940 (Advisers Act) prohibit registered investment advisers from outsourcing certain servi...
The SEC’s proposed new rules and amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondaries, prohibited activities, preferential t...
The SEC’s proposed amendments to Form PF include new current reporting requirements for large hedge fund advisers and private equity fund advisers within one business day of certain sig...
