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On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule setting forth the Board’s regulations for savings and loan holdin...
The SEC issued a press release today confirming that it is not seeking rehearing of the court decision to vacate the proxy access rule it had adopted, Rule 14a-11. Of particular interest...
Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirements were finalized and rules meeting 3 requirements were propose...
On August 31, 2011, the SEC issued (i) a concept release (the “Derivatives Concept Release”) soliciting public comment on the use of derivatives by registered investment companies und...
On August 31, 2011, the SEC issued (i) a concept release (the “Derivatives Concept Release”) soliciting public comment on the use of derivatives by registered investment companies und...
Earlier this week, the SEC announced a settlement with the former CFO of Beazer Homes USA to clawback incentive compensation and profits from the sale of Beazer stock of more than $1.4 mi...
The SEC announced today that it temporarily suspended the operation of its EDGAR filing system as a precautionary measure due to the earthquake in the Washington, D.C. area this afternoon...
The Securities and Exchange Commission recently published for comment FINRA’s proposal to revise its rules governing member firm communications with customers and the public. The SEC ha...
On July 14, 2011, the Financial Industry Regulatory Authority, Inc. filed with the Securities and Exchange Commission a proposal to adopt various rules in the Consolidated FINRA Rulebook ...