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New York State Comptroller Thomas P. DiNapoli on Friday issued a press release announcing that the New York State Common Retirement Fund has withdrawn the lawsuit it filed in early Januar...
In a bench ruling issued on February 6 in In re Puda Coal, Inc. Stockholders Litig., the Delaware Court of Chancery declined to dismiss breach of loyalty claims against the U.S. independe...
The FDIC has proposed a new regulation that would construe the statutory term “insured deposit” to exclude all deposits maintained by a foreign branch of a U.S. bank, even if they are...
On January 31, 2013, the Financial Industry Regulatory Authority (“FINRA”) issued a Regulatory Notice requesting comment on new proposed FINRA rules governing markups, markdowns, comm...
The NYSE sent a reminder to its U.S.-listed companies earlier this week, covering a range of regulatory requirements. The key points focused on the annual meeting and proxy statement incl...
On December 31, 2012, Strategic Growth Bancorp Inc. (“Strategic Growth”), an El Paso, Texas-based bank holding company, acquired Mile High Banks (the “Bank”), a Colorado community...
A group of academics and former government officials who are referred to as experts on the Democratic Republic of Congo (DRC) have filed an amicus brief in support of the lawsuit challeng...
There has been much in the press about David Einhorns lawsuit seeking an injunction against Apple over a proposal in its annual meeting proxy statement, with various reports indicating ...
A rulemaking petition to the SEC has been submitted by the NYSE, along with the Society of Corporate Secretaries and Governance Professionals and the National Investor Relations Institute...
The SEC recently approved amendments to the NYSE Listed Company Manual to provide a uniform method for companies to give notice to the NYSE when required to do so under various sections o...