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The NYSE has posted its annual letters to its domestic and foreign listed companies on its website, with timely reminders of several key annual meeting deadlines and important regulations...
On April 2-3, the PCAOB will host a public meeting, available via webcast, to discuss its proposal from August 2013 to include additional information in the audit report as noted in our c...
In the past month, no rulemaking requirement deadlines passed, no rulemaking requirements were proposed, and one rule was finalized that meets four rulemaking requirements.
As of March 3...
The Federal Reserve’s Dodd-Frank enhanced prudential standards final rule requires a foreign banking organization with $50 billion or more in U.S. assets to maintain separate U.S. liqui...
The recently published OECD Corporate Governance Factbook examines the governance landscape across all 34 OECD member countries, with detailed charts and links by subject matter for given...
In the first decision of the cases challenging John Chevedden’s shareholder proposals for this season, the first outside of a Texas court and reviewing a new issue, the District Court i...
This visual summary provides an overview of key aspects of the Dodd-Frank enhanced prudential standards (EPS) final rule that applies to foreign banking organizations with ≥ $50 billion...
SEC Rules and Regulations
SEC Issues Guidance on Rule 506(c) Exemption
SEC Issues No-Action Guidance Regarding Definition of “Knowledgeable Employee” Under the Investment Company ...
This visual summary provides an overview of key aspects of the Federal Reserve’s Dodd-Frank enhanced prudential standards (EPS) final rule applicable to:
U.S. bank holding companies wi...
The Fifth Circuit has upheld a Texas federal district court decision from last May granting summary judgment to Waste Connections allowing the company to exclude a shareholder proposal su...