We have updated our memo on the legal architecture of the Main Street Program to reflect the expansion of the program and the revised program documents that the Federal Reserve announced ...

In addition to the disruption caused by the coronavirus (COVID-19) pandemic, there have been a number of other significant developments over the past few years and in recent months that m...

The U.S. Department of Labor has issued an information letter confirming its concurrence that the fiduciary rules under ERISA do not preclude 401(k) and other participant-directed retirem...

It is impossible to discuss this proxy season without acknowledging the impact that the COVID-19 pandemic has had and its resulting highs and lows.  While the virus has upended the planni...

Acting Comptroller Brian Brooks is moving quickly to make his mark on the digital activities of national banks and to modernize OCC regulations, especially those that intersect with finte...

A $900,000 fine is a reminder for companies to use care in tracking and disclosing all elements of executive compensation. Executive perks may not be material to a company’s financial c...

On his first day in office, Acting Comptroller of the Currency Brian Brooks finalized a proposed regulation that codifies the valid-when-made principle, that a loan that is legally origin...

COVID-19 Update SEC Forms Cross-Divisional COVID-19 Market Monitoring Group Rules and Regulations SEC Proposes to Modernize Framework for Registered Fund Valuation Practices Industry ...

COVID-19 Update SEC Forms Cross-Divisional COVID-19 Market Monitoring Group Industry Update Commissioner Elad L. Roisman Delivers Remarks Before the Council of Institutional Investo...

U.S. securities laws regulate tender offers for securities of Japanese companies registered with the U.S. Securities and Exchange Commission, as well as tender offers for securities of Ja...