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The UK government has opened a consultation on proposed powers to allow it to block listings that raise national security concerns. Such proposed powers would give the government the disc...
On June 3, 2021, President Biden issued Executive Order 14032, which effectively rescinds and replaces the sanctions put into place late in the Trump administration pursuant to E.O. 13959...
The European Commission’s standard contractual clauses are the most widely used method by which personal data is lawfully transferred from the European Economic Area to countries, like ...
Rules and Regulations
Updated FAQs on Modernized Registered Investment Company Reporting
SEC Staff Statement Regarding Termination of Exemptive Relief and Withdrawal of Staff Letters ...
The Executive Order on Climate-Related Financial Risk is the latest significant step by the Biden Administration to analyze and mitigate the risks that climate change poses to the U.S. ec...
The House of Representatives has passed a bill on a bipartisan basis that would be the first statute directly banning insider trading in the securities markets. The bill largely would pr...
The Securities and Exchange Commission’s recent case against a registered broker-dealer for not filing Suspicious Activity Reports (SARs) reinforces the SEC’s focus on anti-money laun...
The Fed’s recent proposal marks the latest development on one of the most important policy questions for the U.S. financial system today: who is entitled to have a master account? A mas...
On 30 April 2021, the Financial Conduct Authority (FCA) published a consultation paper on proposed changes to the Listing Rules that apply to special purpose acquisition companies (SPACs)...