Here is our latest report on regulatory developments relating to private equity and investment management.  In this issue, we discuss, among other things, recent SEC enforcement actions i...

The Financial Stability Board has issued a consultation report with policy proposals to enhance money market fund resilience that are largely consistent with those under consideration in ...

The SEC continued its recent focus on SPACs by filing charges against both sides of a planned but not yet completed SPAC merger, including charges against the SPAC and its CEO for adoptin...

Financial services regulatory reform will continue to be active in 2021, with the Biden Administration focused on activity at the intersection of financial regulation and social policy.  ...

President Biden signed an ambitious Executive Order on July 9, 2021, which pushes several federal agencies to advance competition principles in a range of economic sectors, and establishe...

The FDIC announced a modified approach to implementing its insured depository institution (IDI) resolution planning rule for IDIs with $100 billion or more in total assets. Our client upd...

The SEC’s request for public input on climate disclosures attracted 297 institutional comments totaling 3,290 pages.  The views range from questioning the SEC’s authority to imploring...

FinCEN recently issued the much-anticipated national AML/CFT priorities and announced its intention to implement a no-action letter process to complement to its current regulatory guidanc...

Yesterday, President Biden signed a Congressional Review Act resolution effectively reviving an Obama-era rule that imposed methane emissions standards on new, modified and reconstructed ...

On June 30, President Biden signed the resolution to repeal the OCC’s true lender rule from the Trump administration. With majority votes from the House and the Senate, the rule has bee...