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On July 22, the Tax Court published its decision in the case of Anschutz Company v. Commissioner, involving a taxpayer that (indirectly) engaged in various prepaid variable forward contra...
Today, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act. Congress has made a policy decision to stage the effectiveness of the law over time, giving fi...
Among the many provisions contained in The Dodd-Frank Wall Street Reform and Consumer Protection Act (signed into law by the President today), is a provision which nullifies Rule 436(g) u...
With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the Act”) is law of the land.
The Act marks the greatest legislativ...
Industry Update
House Passes Dodd-Frank Wall Street Reform and Consumer Protection Act
Effect of the U.S. Financial Reform Legislation on Foreign Investment Adviser Registration
SEC ...
The following slides show the effective dates for various agency rulemakings required, and statutory amendments made, by the Dodd-Frank Wall Street Reform and Consumer Protection Act, ena...
With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the Act”) is law of the land. The Act marks the greatest legislative...
NASDAQ has amended its rules to require a NASDAQ listed company to promptly notify NASDAQ after an executive officer becomes aware of “any noncompliance” with its corporate governance...
In an attempt to protect a wider range of issuers from the aberrational pricing experienced by many issuers during the “flash crash” of May 6, 2010, the Securities and Exchange Commis...