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Yesterday, the Staff released five questions and answers regarding compliance with the pay ratio disclosure rules, including responses to:
Use of a consistently applied compensation meas...
This is the first in a series of timing updates relating to the SEC’s security-based swap rules. The purpose of these updates is to assist firms intending to register as SBS dealers and...
Not surprisingly, the many media and political reactions to the PHH Corp. v. CFPB decision have reflected the competing stakeholder interests around every aspect of the CFPB.In this memor...
On October 13, the IRS and the Treasury Department released final and temporary regulations under section 385 relating to the classification of certain intercompany loans as debt or equit...
In September 2016, the New York State Department of Financial Services (the “NYDFS”) proposed new cybersecurity regulations (the “Proposed Rules”) for banks, insurance companies a...
Activist campaigns targeting companies with market capitalizations above $500 million have resulted in approximately 13% of total new board appointments in 2016 so far. As of August 2016,...
The SEC staff has denied another no-action letter seeking to exclude a shareholder proposal to amend an existing proxy access bylaw on the grounds of substantial implementation, similar t...
IN THIS ISSUE:
Introduction
French pitch for Paris to become Europe’s financial center
A regime with sticking power: the EU Market Abuse Regulation
Despite the protestations of s...
On September 28, in a long-anticipated move, the SEC proposed to shorten the standard settlement cycle for most broker-dealer transactions to two business days after the trade date (T+2) ...
ISS has just released the results of its survey on potential policy changes. We previously discussed the survey questions here. The global survey attracted 439 responses, from 417 organi...