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For US companies, the detailed portion of the ISS benchmark survey targets compensation matters, along with one question on poison pills:
Short-Term Poison Pills. ISS asks whether it shou...
The Federal Reserve has proposed changes to its guidance on corporate governance for banking organizations, which refocus its supervisory expectations more clearly on a board’s core res...
The Board of Governors of the Federal Reserve System (Federal Reserve) has proposed a new rating system for large financial institutions (LFIs). This proposal is intended to more closely ...
ISS has launched its benchmark policy survey, which helps formulate policies that guides the proxy advisory firm’s voting recommendations. For the first time, the policy has two parts: ...
On August 2, 2017, President Trump signed into law the Countering America’s Adversaries Through Sanctions Act of 2017 (the “Act”). The measure, which was passed by substantial bipa...
New York Stock Exchange-listed companies should be aware of upcoming and proposed changes to NYSE rules and policies concerning dividends and distributions. NYSE recently announced implem...
The Office of the Comptroller of the Currency (OCC) issued a Notice today requesting public comment on potential changes to the regulations implementing the Volcker Rule. The Notice focu...
The Center for Capital Markets Competitiveness, part of the Chamber of Commerce, issued seven recommendations for shareholder proposal reform. On the same day, SEC Chairman Jay Clayton s...
Rules and Regulations
SEC Updates Form ADV Frequently Asked Questions
Interacting with Retirement Investors under the DOL Fiduciary Rule
Industry Update
Acting Director and Acting...