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NYSE-listed companies that file proxy materials under Schedule 14A so that the materials are available on Edgar will no longer have to send hard copies to the NYSE.
The NYSE had proposed ...
Rules and Regulations
SEC Grants No-Action Relief to Great Ajax Funding LLC Under Section 3(c)(5)(C) of the Investment Company Act to Permit Treatment of Interests in Securitization Trus...
Industry Update
SEC’s National Examination Program Releases Examination Priorities for 2018
SEC Releases Diversity Assessment Tool for SEC Regulated Entities
Litigation
SEC Charges F...
In December 2017, the market greeted with great interest the Consultation Conclusions to the Hong Kong Stock Exchange’s New Board Concept Paper containing a blueprint for opening up the...
On February 21, 2018, in Digital Realty Trust, Inc. v. Somers, [1] the Supreme Court held that the Dodd-Frank Act’s whistleblower anti-retaliation provisions only apply where a securiti...
A company will be permitted to exclude a shareholder proposal seeking a report assessing the environmental impacts of continuing to use “K-Cup Pods brand packaging.” The company argu...
On February 21, the Securities and Exchange Commission released updated interpretive guidance on cybersecurity disclosure, reaffirming staff guidance issued in 2011, providing more detail...
The U.S. government is sending a series of signals that it intends to focus on Chinese banks and corporate entities as potential points of additional pressure on North Korea. Close U.S. ...