Industry Update SEC’s National Examination Program Releases Examination Priorities for 2018 SEC Releases Diversity Assessment Tool for SEC Regulated Entities Litigation SEC Charges F...

Rules and Regulations SEC Releases FAQs on Liquidity Risk Management Reforms SEC Adopts Amendments to Advisers Act Rules to Reflect Changes Made by FAST Act SEC Staff Permanently Extends...

Rules and Regulations SEC Adopts Amendments to Advisers Act Rules to Reflect Changes Made by FAST Act Industry Update CFTC Releases Backgrounder on Oversight of and Approach to Virtual...

Rules and Regulations CFTC Proposes to Clarify the Treatment of Leveraged, Margined, or Financed Retail Virtual Currency Transactions Industry Update SEC Announces Updates to Form N...

Rules and Regulations CFTC Proposes to Clarify the Treatment of Leveraged, Margined, or Financed Retail Virtual Currency Transactions Litigation SEC Charges Investment Adviser and Prin...

SEC Rules and Regulations SEC Proposes Amendments to Investment Company Act and Advisers Act Rules to Require Hyperlinking of Certain Filings and Modernize Rules for Incorporation by Ref...

Industry Update Treasury Department Publishes Recommendations on Regulation of Asset Management Industry LabCFTC Releases Primer on Virtual Currencies Litigation SEC Charges Former Par...

On October 26, 2017, the Division of Investment Management and the Division of Trading and Markets of the SEC issued three related no-action letters to address certain issues raised by cr...

Industry Update SEC Announces Cybersecurity Enforcement Initiatives SEC Chairman Issues Statement on Cybersecurity ESG in Private Equity: What Every GP Needs to Know About Public Pension...

Industry Update SEC Announces Cybersecurity Enforcement Initiatives SEC Chairman Issues Statement on Cybersecurity ESG in Private Equity: What Every GP Needs to Know About Public Pension...