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Industry Update
IM Director Discusses Changing Regulatory Landscape for Hedge Fund Managers
CFTC Grants No-Action Relief for Certain CPOs of Pools with Wholly-Owned Trading Subsidiari...
The move toward stricter regulation of remuneration in the financial services industry in the European Union has continued over the course of the past year, rendering the web of overlappi...
SEC Rules and Regulations
SEC Adopts Final Rules to Reform Money Market Funds
Industry Update
SEC Director of Division of Investment Management Speaks on Industry Outreach and Rec...
On July 23, 2014, the Securities and Exchange Commission adopted significant amendments to rules under the Investment Company Act of 1940 and related requirements that govern money market...
The power and influence of proxy advisory firms in affecting the outcome of shareholder meetings have been hotly debated in recent years, with many seeking a regulatory solution. Yesterd...
SEC Rules and Regulations
SEC Grants No-Action Relief to Closed-End Funds for Filing Post-Effective Amendments to Registration Statements
Industry Update
Director of OCIE Di...
SEC Rules and Regulations
SEC Reopens Commenting Period on Target Date Funds
SEC Grants No-Action Relief to 403(b) Plans Investing as Qualified Purchasers
Industry Update
SEC Iss...
SEC Rules and Regulations
SEC Grants No-Action Relief to Permit Fund to Implement Sub-advisory Arrangement Prior to Shareholder Approval
Industry Update
IM Director Discusses Rece...