Following the White House statement on January 20, 2021 that effectively froze pending agency regulations, the amended marketing rule under the Advisers Act has now been published in the ...

Rules and Regulations Effective Date Set for Final Rule on Registered Fund Valuations Effective Date Set for Modernized Marketing Rule for Investment Advisers SEC Staff Statement on ...

Rules and Regulations Effective Date Set for Modernized Marketing Rule for Investment Advisers Industry Update SEC Division of Examinations Releases Examination Priorities f...

Industry Update SEC Issues No-Action Relief under Section 17(f) of Investment Company Act and Rule 17f-2 SEC Requests Comments on Potential Money Market Fund Reforms Acting Chair Al...

Industry Update SEC Requests Comments on Potential Money Market Fund Reforms Acting Chair Allison Herren Lee Issues Statements on Empowering Enforcement and Contingent Settlement Offe...

Rules and Regulations IRS Finalizes Carried Interest Regulations Industry Update SEC Division of Examinations Statement on Recent and Upcoming Regulation Best Interest Examination...

Rules and Regulations IRS Finalizes Carried Interest Regulations Industry Update SEC Division of Examinations Statement on Recent and Upcoming Regulation Best Interest Examinations

Rules and RegulationsSEC Modernizes Framework for Registered Fund Valuation PracticesSEC Adopts Modernized Marketing Rule for Investment AdvisersIndustry UpdateOCIE Issues Risk Alert on O...

COVID-19 Update Rules and Regulations SEC Adopts Modernized Marketing Rule for Investment Advisers Industry Update OCIE Issues Risk Alert on Observations from Examinations of I...

In a December 22, 2020 release, the SEC adopted amendments to create a single rule that will replace the current advertising and cash solicitation rules under the Investment Advisers Act ...