SEC Rules and Regulations  SEC Proposes Rule Defining “Family Offices” under the Dodd-Frank Act SEC Requests Comment on President’s Working Group Study of Money Market Fund Refo...

On October 18, 2010, the SEC proposed rules to implement the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act that require U.S. public companies to conduct sepa...

On October 5, 2010, President Obama signed into law legislation that repeals Section 929I of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), whic...

The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), enacted after a long and intensive legislative process, will impact private funds and their advis...

SEC Rules and Regulations  SEC Votes to Adopt New Proxy Access Rules Industry Update Technical Corrections and Revisions to New York Law Governing Powers of Attorney Effective Sep...

SEC Rules and Regulations SEC Proposes New Rules Governing Mutual Fund Distribution Fees SEC Adopts Amendments to Part 2 of Form ADV Industry Update SEC Provides Guidance on Deri...

Industry Update House Passes Dodd-Frank Wall Street Reform and Consumer Protection Act Effect of the U.S. Financial Reform Legislation on Foreign Investment Adviser Registration SEC ...

The following slides show the effective dates for various agency rulemakings required, and statutory amendments made, by the Dodd-Frank Wall Street Reform and Consumer Protection Act, ena...

With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the Act”) is law of the land. The Act marks the greatest legislative...

Pursuant to the Emergency Economic Stabilization Act of 2008 (the “EESA”), the U.S. Department of the Treasury has formally begun soliciting asset managers and other agents for the Tr...