Our lawyers produce a wealth of substantive, timely and practical guidance and resource materials. Subscribe to receive updates based on your interests.
In this issue we discuss, among other things, an SEC exemptive order permitting a registered fund to offer exchange-traded and non-exchange-traded share classes, and recent enforcement ac...
The Delaware Court of Chancery pauses a proposed continuation fund transaction following a sovereign wealth fund’s allegations that the sponsor engineered a conflicted, below-market sal...
In this issue, we discuss, among other things, the SEC Division of Examinations’ exam priorities for 2026, and a recent FINRA enforcement action against a wholesale distributor of inves...
In this issue, we discuss a recent no-action letter relating to the use of state trust companies as permitted custodians for crypto assets under relevant Advisers Act and Investment Compa...
In this issue, we discuss, among other things, the further extension of the compliance date for Form PF amendments, and a recent enforcement action involving alleged violations of the mar...
President Trump’s August 7, 2025 retirement plan Executive Order underscores the administration’s objective to make alternative assets available to defined-contribution plan participa...
In this issue, we discuss an ADI issued by the SEC’s Division of Investment Management regarding registered closed-end funds of private funds, as well as a recent enforcement action inv...
In this issue, we discuss FinCEN’s postponement of the effective date for a final anti-money laundering rule that was issued in August 2024 for investment advisers, as well as a recent ...
FinCEN announced that it will postpone the effective date of a final rule that would impose anti-money laundering compliance requirements on investment advisers, indicating the agency wil...