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In this issue, we discuss proposed customer identification requirements for investment advisers and amendments regarding expanded cybersecurity requirements for broker-dealers, investment...
On May 9, 2024, EPA published a final rule requiring existing fossil fuel-fired steam generating units and new fossil fuel-fired combustion turbines to cut GHG emissions, including throug...
On 24 May 2024, the UK’s Digital Markets, Competition and Consumers Act received royal assent, representing the most significant reform to UK competition and consumer law in over a decade.
The U.S. Treasury Department released its 2024 national illicit finance strategy, which outlines the U.S. government’s goals, objectives, and priorities to disrupt and prevent illicit f...
The SEC expanded the scope of the Safeguards Rule, which already required broker-dealers, investment advisers and investment companies to have reasonably designed policies and procedures ...
In a joint rulemaking, FinCEN and the SEC issued a proposed rule that would require certain investment advisers to establish risk-based customer identification programs.
In an important step forward, the House is set to vote on a bill that would establish a comprehensive regulatory framework for digital assets and offer important protections for customers...
The Officer of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Federal Housing Finance Agency (FHFA) have re-proposed the same rule from 20...
The U.S. Congress attached a range of unrelated measures to the recent military aid package to Taiwan, Ukraine, and Israel extending the statute of limitations for sanctions violations, r...
On April 24, 2024, the Takeover Panel published consultation PCP 2024/1, in which it proposes to narrow the scope of companies to which the Takeover Code applies. The proposed amendments ...