Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 9, 2010 Client Update Davis Polk Regulatory Implementation Slides The following slides show the effective dates for various agency rulemakings required, and statutory amendments made, by t... July 9, 2010 Client Update Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010 With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the A... June 10, 2010 Client Update Investment Management Regulatory Update - June 2010 Industry Update Senate Passes Restoring American Financial Stability Act Recent Developments Regarding the EU Directiv... June 2, 2010 Client Update Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues The following chart compares the provisions of the Restoring American Financial Stability Act of 2010, passed by the Senat... May 10, 2010 Client Update Investment Management Regulatory Update - May 2010 Breaking News on Enforcement Side Pocket Arrangements, Valuation Under SEC Investigation Litigation Court Rules Wh... April 9, 2010 Articles & Books Trends in Prime Brokerage The swift and unexpected collapse of Lehman Brothers revealed serious shortcomings in the traditional prime brokerage mode... April 6, 2010 Client Update Investment Management Regulatory Update - April 2010 Litigation Supreme Court Ruling in Mutual Fund Excessive Fee Case Generally Endorses Gartenberg Standard Federal Distr... March 11, 2010 Client Update New “PROP Trading Act” Would Expand “Volcker” Prohibitions Senators Merkley (D-OR) and Levin (D-MI) proposed a bill yesterday that would substantially expand the prohibitions on pro... March 9, 2010 Client Update Investment Management Regulatory Update - March 2010 Breaking News on Enforcement Activity Hedge Funds Under Scrutiny for Bets Against the Euro SEC Rules and Regulations S... February 5, 2010 Client Update Investment Management Regulatory Update - February 2010 Industry Update President Obama Proposes Significant Limits for Financial Institutions Developments Regarding the Dire... Load More
July 9, 2010 Client Update Davis Polk Regulatory Implementation Slides The following slides show the effective dates for various agency rulemakings required, and statutory amendments made, by t...
July 9, 2010 Client Update Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010 With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the A...
June 10, 2010 Client Update Investment Management Regulatory Update - June 2010 Industry Update Senate Passes Restoring American Financial Stability Act Recent Developments Regarding the EU Directiv...
June 2, 2010 Client Update Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues The following chart compares the provisions of the Restoring American Financial Stability Act of 2010, passed by the Senat...
May 10, 2010 Client Update Investment Management Regulatory Update - May 2010 Breaking News on Enforcement Side Pocket Arrangements, Valuation Under SEC Investigation Litigation Court Rules Wh...
April 9, 2010 Articles & Books Trends in Prime Brokerage The swift and unexpected collapse of Lehman Brothers revealed serious shortcomings in the traditional prime brokerage mode...
April 6, 2010 Client Update Investment Management Regulatory Update - April 2010 Litigation Supreme Court Ruling in Mutual Fund Excessive Fee Case Generally Endorses Gartenberg Standard Federal Distr...
March 11, 2010 Client Update New “PROP Trading Act” Would Expand “Volcker” Prohibitions Senators Merkley (D-OR) and Levin (D-MI) proposed a bill yesterday that would substantially expand the prohibitions on pro...
March 9, 2010 Client Update Investment Management Regulatory Update - March 2010 Breaking News on Enforcement Activity Hedge Funds Under Scrutiny for Bets Against the Euro SEC Rules and Regulations S...
February 5, 2010 Client Update Investment Management Regulatory Update - February 2010 Industry Update President Obama Proposes Significant Limits for Financial Institutions Developments Regarding the Dire...