Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 17, 2011 Client Update Investment Management Regulatory Update - May 2011 SEC Rules and Regulations * SEC Proposes Rule Adjusting Performance Fee Asset Thresholds in the Definition of “Qualifie... April 25, 2011 Client Update Dodd-Frank Act May Require New SEC Registration for Non-U.S. Advisers The Dodd-Frank Act may require many currently unregistered non-U.S. investment advisers to register with the SEC as invest... April 20, 2011 Client Update CFTC Releases Swap Margin Proposal On April 14, 2011, the CFTC released its proposed rules governing margin requirements for uncleared swaps entered into by ... April 15, 2011 Client Update Investment Management Regulatory Update - April 2011 Breaking News on Dodd-Frank Private Adviser Registration Deadline SEC to Consider Delaying Dodd-Frank Private Adviser Re... April 14, 2011 Client Update Regulators Propose Swap Margin and Capital Rules On April 12, 2011, the U.S. banking regulators proposed rules regarding the capital and margin requirements applicable to ... March 31, 2011 Client Update Federal Agencies Finalize Proposed Interagency Rule on Incentive-Based Compensation for Financial Institutions Yesterday seven federal agencies jointly finalized a proposed rule under Section 956 of the Dodd-Frank Wall Street Reform ... March 15, 2011 Client Update Investment Management Regulatory Update - March 2011 SEC Rules and Regulations Federal Agencies Propose Interagency Rule Impacting Incentive-Based Compensation Arrangement... March 3, 2011 Client Update Federal Agencies Propose Interagency Rule on Incentive-Based Compensation for Financial Institutions A proposed rule issued under Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act would subject fi... February 14, 2011 Client Update Investment Management Regulatory Update - February 2011 On January 26, 2011, the SEC and the CFTC (the “Commissions”) jointly released proposed new rules under the Commodity ... February 14, 2011 Client Update Summary of the Federal Reserve’s Final Regulations on the Conformance Period for the Volcker Rule The final regulations implement the conformance period during which banking entities must bring their activities, investme... Load More
May 17, 2011 Client Update Investment Management Regulatory Update - May 2011 SEC Rules and Regulations * SEC Proposes Rule Adjusting Performance Fee Asset Thresholds in the Definition of “Qualifie...
April 25, 2011 Client Update Dodd-Frank Act May Require New SEC Registration for Non-U.S. Advisers The Dodd-Frank Act may require many currently unregistered non-U.S. investment advisers to register with the SEC as invest...
April 20, 2011 Client Update CFTC Releases Swap Margin Proposal On April 14, 2011, the CFTC released its proposed rules governing margin requirements for uncleared swaps entered into by ...
April 15, 2011 Client Update Investment Management Regulatory Update - April 2011 Breaking News on Dodd-Frank Private Adviser Registration Deadline SEC to Consider Delaying Dodd-Frank Private Adviser Re...
April 14, 2011 Client Update Regulators Propose Swap Margin and Capital Rules On April 12, 2011, the U.S. banking regulators proposed rules regarding the capital and margin requirements applicable to ...
March 31, 2011 Client Update Federal Agencies Finalize Proposed Interagency Rule on Incentive-Based Compensation for Financial Institutions Yesterday seven federal agencies jointly finalized a proposed rule under Section 956 of the Dodd-Frank Wall Street Reform ...
March 15, 2011 Client Update Investment Management Regulatory Update - March 2011 SEC Rules and Regulations Federal Agencies Propose Interagency Rule Impacting Incentive-Based Compensation Arrangement...
March 3, 2011 Client Update Federal Agencies Propose Interagency Rule on Incentive-Based Compensation for Financial Institutions A proposed rule issued under Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act would subject fi...
February 14, 2011 Client Update Investment Management Regulatory Update - February 2011 On January 26, 2011, the SEC and the CFTC (the “Commissions”) jointly released proposed new rules under the Commodity ...
February 14, 2011 Client Update Summary of the Federal Reserve’s Final Regulations on the Conformance Period for the Volcker Rule The final regulations implement the conformance period during which banking entities must bring their activities, investme...