Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights April 27, 2022 Articles & Books Public Investment Funds 2022 Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the fifth edition of Internati... April 4, 2022 Client Update SEC proposes requiring many private funds and proprietary trading vehicles to register as “dealers” The SEC has proposed expanding what constitutes a “dealer,” which could have the effect of requiring many private fund... March 31, 2022 Client Update Investment Management Regulatory Update - March 2022 In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a rec... February 28, 2022 Client Update Investment Management Regulatory Update - February 2022 In this issue, we discuss recent SEC proposals relating to Form PF, cybersecurity and requirements for private fund advise... February 24, 2022 Client Update SEC proposes expanded cyber oversight after Gensler signals more on the way The SEC proposed new cybersecurity rules for investment advisers and investment companies that would require policies and ... February 11, 2022 Client Update SEC proposes shortened settlement cycle A new SEC proposal would shorten the securities settlement cycle to one business day for most transactions. February 10, 2022 Client Update SEC proposes new rules and amendments to enhance private fund investor protections The SEC’s proposed new rules and amendments include new requirements related to quarterly statements, private fund audit... January 31, 2022 Client Update Investment Management Regulatory Update - January 2022 In this issue, we discuss the SEC’s proposed amendments to Form PF, SEC staff observations regarding Form CRS compliance... January 27, 2022 Client Update SEC proposes amendments to bolster private fund reporting The SEC’s proposed amendments to Form PF include new current reporting requirements for large hedge fund advisers and pr... December 31, 2021 Client Update Investment Management Regulatory Update - December 2021 In this issue, we discuss recent remarks by SEC Chair Gary Gensler and SEC Commissioner Hester Peirce regarding regulation... Load More
April 27, 2022 Articles & Books Public Investment Funds 2022 Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the fifth edition of Internati...
April 4, 2022 Client Update SEC proposes requiring many private funds and proprietary trading vehicles to register as “dealers” The SEC has proposed expanding what constitutes a “dealer,” which could have the effect of requiring many private fund...
March 31, 2022 Client Update Investment Management Regulatory Update - March 2022 In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a rec...
February 28, 2022 Client Update Investment Management Regulatory Update - February 2022 In this issue, we discuss recent SEC proposals relating to Form PF, cybersecurity and requirements for private fund advise...
February 24, 2022 Client Update SEC proposes expanded cyber oversight after Gensler signals more on the way The SEC proposed new cybersecurity rules for investment advisers and investment companies that would require policies and ...
February 11, 2022 Client Update SEC proposes shortened settlement cycle A new SEC proposal would shorten the securities settlement cycle to one business day for most transactions.
February 10, 2022 Client Update SEC proposes new rules and amendments to enhance private fund investor protections The SEC’s proposed new rules and amendments include new requirements related to quarterly statements, private fund audit...
January 31, 2022 Client Update Investment Management Regulatory Update - January 2022 In this issue, we discuss the SEC’s proposed amendments to Form PF, SEC staff observations regarding Form CRS compliance...
January 27, 2022 Client Update SEC proposes amendments to bolster private fund reporting The SEC’s proposed amendments to Form PF include new current reporting requirements for large hedge fund advisers and pr...
December 31, 2021 Client Update Investment Management Regulatory Update - December 2021 In this issue, we discuss recent remarks by SEC Chair Gary Gensler and SEC Commissioner Hester Peirce regarding regulation...