In the past month, no rulemaking requirement deadlines passed, five rulemaking requirements were proposed and one rule was finalized to meet a rulemaking requirement. As of October 1, 20...

ISS has been commissioned by the IRRC Institute to update its 2011 research on shareholder engagement. A survey is available here and open to corporate issuers and investors. The survey c...

Crediting a whistleblower with providing information that led to recovery of substantial investor funds, the SEC announced that it has awarded a whistleblower more than $14 million. This ...

Since the SEC rules were struck down in 2011, proxy access shareholder proposals have not disrupted the corporate governance landscape as many had feared, but they are slowly gaining mome...

Comments on the SEC pay ratio rule proposal are due on December 2.  Fifty-seven short letters from individuals have already been submitted and made public as of September 24. They do not ...

The SEC has posted on its website that it “will remain open and operational in the event the federal government undergoes a lapse in appropriations on October 1.  Any changes to the SEC...

As we indicated in this memo, the SEC “will remain open and operational in the event the federal government undergoes a lapse in appropriations on October 1,” and we understand that t...

The SEC posted on its website its intention to remain open and operational in the event the federal government undergoes a lapse in appropriations on October 1.   Detailed plans announced...

As the exclusive forum case continues to wind its way through the Delaware courts in an appeal, which we cited here, Glass Lewis announced that its position remains unchanged. According t...

SEC Rules and Regulations SEC Staff Responds to Questions About Form PF SEC, FINRA and CFTC Release Joint Observations Regarding Business Continuity Plans SEC Staff Expands Relief fo...