Our lawyers produce a wealth of substantive, timely and practical guidance and resource materials. Subscribe to receive updates based on your interests.
Rules and Regulations
SEC Staff Releases FAQs on Investment Company Reporting Modernization Reforms
SEC’s Acting Director of OCIE Says Private Equity May Be Less of a Priority Ahead
SE...
Rules and Regulations
SEC’s Acting Director of OCIE Says Private Equity May Be Less of a Priority Ahead
SEC Confirms That Some Initial Coin Offerings Are Illegal Unregistered Securitie...
New EEOC regulations seeking pay data will not go into effect in March 2018 as planned. According to the EEOC, the Office of Management and Budget (OMB) informed the Commission that it i...
The NYSE has asked the SEC to delay the effectiveness of its recently approved rule requiring listed companies to provide notice to the Exchange at least 10 minutes before making a public...
On August 24, 2017 the Trump Administration issued a new Executive Order (“E.O.”), “Imposing Additional Sanctions With Respect To The Situation In Venezuela.” The new E.O. impose...
Deloitte and EY both recently published studies about audit committee disclosure in the proxy statements of the largest companies. Deloitte examined the S&P 100 while EY concentrated on ...
On August 17, the SEC’s Division of Corporation Finance announced updated guidance that should reduce the time and expense for companies who are preparing to go public. Under the new gu...
Recently, certain derivatives clearinghouses have changed their rulebooks to treat daily payments of mark-to-market variation margin as settlement payments of the derivatives transactions...
In response to a statutory requirement, the SEC Staff of the Division of Economic and Risk Analysis (DERA) has issued a lengthy report to Congress on the combined impacts of the Dodd-Fran...
The CFTC’s position limit rules, which currently apply to limited types of futures contracts and options on futures, include aggregation requirements that specify the circumstances unde...