Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint... May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi... April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... See more insights October 7, 2013 Client Update SEC Releases Final Municipal Advisor Registration Rules Part II: Permanent Registration Process On September 18, 2013, the SEC adopted a final rule (the “Final Rule”) establishing a permanent registration scheme to... October 3, 2013 Client Update SEC Issues FAQ Regarding Supervisory Responsibility for Legal and Compliance Personnel On September 30, 2013, the Securities and Exchange Commission issued a staff response to Frequently Asked Questions (“FA... October 2, 2013 Client Update SEC Releases Final Municipal Advisor Registration Rule Part I: Who is a Municipal Advisor? On September 18, 2013, the Securities and Exchange Commission adopted its final rule on the permanent registration of muni... October 1, 2013 Client Update Dodd-Frank Progress Report - October 2013 In the past month, no rulemaking requirement deadlines passed, five rulemaking requirements were proposed and one rule was... September 18, 2013 Client Update Basel Committee and IOSCO Release Final Policy Framework for Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I... September 9, 2013 Client Update CFTC Adopts Final Harmonization Rules for Commodity Pool Operators On August 13, 2013, the Commodity Futures Trading Commission (“CFTC”) adopted final regulations designed to harmonize ... September 3, 2013 Client Update Dodd-Frank Progress Report - September 2013 Since July 15, 2013, one rulemaking requirement deadline passed, two rulemaking requirements were finalized and no new rul... August 8, 2013 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry The move toward stricter regulation of remuneration in the financial services industry in the European Union has resulted ... July 30, 2013 Client Update France Ring-Fences Proprietary Trading Activities On July 27, 2013 , new legislation was promulgated in France aimed at the ring-fencing and regulation of certain banking a... July 29, 2013 Client Update CFTC Finalizes Cross-Border Swaps Guidance and Establishes Compliance Schedule On July 12, 2013, the CFTC adopted long-anticipated final cross-border guidance that provides guidelines for the applicati... Load More
May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint...
May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi...
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
October 7, 2013 Client Update SEC Releases Final Municipal Advisor Registration Rules Part II: Permanent Registration Process On September 18, 2013, the SEC adopted a final rule (the “Final Rule”) establishing a permanent registration scheme to...
October 3, 2013 Client Update SEC Issues FAQ Regarding Supervisory Responsibility for Legal and Compliance Personnel On September 30, 2013, the Securities and Exchange Commission issued a staff response to Frequently Asked Questions (“FA...
October 2, 2013 Client Update SEC Releases Final Municipal Advisor Registration Rule Part I: Who is a Municipal Advisor? On September 18, 2013, the Securities and Exchange Commission adopted its final rule on the permanent registration of muni...
October 1, 2013 Client Update Dodd-Frank Progress Report - October 2013 In the past month, no rulemaking requirement deadlines passed, five rulemaking requirements were proposed and one rule was...
September 18, 2013 Client Update Basel Committee and IOSCO Release Final Policy Framework for Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I...
September 9, 2013 Client Update CFTC Adopts Final Harmonization Rules for Commodity Pool Operators On August 13, 2013, the Commodity Futures Trading Commission (“CFTC”) adopted final regulations designed to harmonize ...
September 3, 2013 Client Update Dodd-Frank Progress Report - September 2013 Since July 15, 2013, one rulemaking requirement deadline passed, two rulemaking requirements were finalized and no new rul...
August 8, 2013 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry The move toward stricter regulation of remuneration in the financial services industry in the European Union has resulted ...
July 30, 2013 Client Update France Ring-Fences Proprietary Trading Activities On July 27, 2013 , new legislation was promulgated in France aimed at the ring-fencing and regulation of certain banking a...
July 29, 2013 Client Update CFTC Finalizes Cross-Border Swaps Guidance and Establishes Compliance Schedule On July 12, 2013, the CFTC adopted long-anticipated final cross-border guidance that provides guidelines for the applicati...