Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights July 26, 2026 Client Update GENIUS Act implementation after one year Just over a year has passed since the enactment of the GENIUS Act, and the latest possible effective date of the Act is un... July 6, 2026 Client Update FDIC proposes major revamp of CSI regulations The FDIC has proposed a major revamp of its confidential supervisory information regulations that would significantly expa... June 30, 2026 Client Update FDIC proposes overhaul of IDI resolution planning rule The FDIC has proposed a major overhaul of its IDI resolution planning rule that would streamline resolution submissions to... May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint... May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi... April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... See more insights January 8, 2014 Client Update SEC Approves New FINRA Supervision Rules FINRA rules require broker-dealer members to establish and maintain a system and written procedures to supervise the activ... January 7, 2014 Client Update CFTC Issues Cross-Border Substituted Compliance Determinations, Provides Limited Phase In for Some Swap Requirements Just one day in advance of the December 21, 2013 expiration of the CFTC’s exemptive order delaying the applicability of ... January 5, 2014 Client Update Volcker Rule Final Regulations: Funds Flowcharts Davis Polk has prepared a set of flowcharts analyzing the prohibition on banking entities sponsoring or acquiring ownershi... January 3, 2014 Articles & Books Comment: Regulatory Predictions for 2014 2014 is shaping up to be another significant year for U.S. regulatory reform. In a piece that appeared in the Financial Ti... January 2, 2014 Client Update Dodd-Frank Progress Report - January 2014 In the past month, no rulemaking requirement deadlines passed, 36 rulemaking requirements were finalized and one rule was ... December 31, 2013 Articles & Books SEC Proposes Rules for Crowdfunding Intermediaries This article provides an overview of the proposed crowdfunding exemption, focusing on the obligations under the proposed S... December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib... December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul... December 18, 2013 Articles & Books Investment Banks Face Challenges Under New Municipal Advisor Rules Responding to a perceived gap in the regulatory framework, as well as losses experienced by certain municipalities during ... December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c... Load More
July 26, 2026 Client Update GENIUS Act implementation after one year Just over a year has passed since the enactment of the GENIUS Act, and the latest possible effective date of the Act is un...
July 6, 2026 Client Update FDIC proposes major revamp of CSI regulations The FDIC has proposed a major revamp of its confidential supervisory information regulations that would significantly expa...
June 30, 2026 Client Update FDIC proposes overhaul of IDI resolution planning rule The FDIC has proposed a major overhaul of its IDI resolution planning rule that would streamline resolution submissions to...
May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint...
May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi...
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
January 8, 2014 Client Update SEC Approves New FINRA Supervision Rules FINRA rules require broker-dealer members to establish and maintain a system and written procedures to supervise the activ...
January 7, 2014 Client Update CFTC Issues Cross-Border Substituted Compliance Determinations, Provides Limited Phase In for Some Swap Requirements Just one day in advance of the December 21, 2013 expiration of the CFTC’s exemptive order delaying the applicability of ...
January 5, 2014 Client Update Volcker Rule Final Regulations: Funds Flowcharts Davis Polk has prepared a set of flowcharts analyzing the prohibition on banking entities sponsoring or acquiring ownershi...
January 3, 2014 Articles & Books Comment: Regulatory Predictions for 2014 2014 is shaping up to be another significant year for U.S. regulatory reform. In a piece that appeared in the Financial Ti...
January 2, 2014 Client Update Dodd-Frank Progress Report - January 2014 In the past month, no rulemaking requirement deadlines passed, 36 rulemaking requirements were finalized and one rule was ...
December 31, 2013 Articles & Books SEC Proposes Rules for Crowdfunding Intermediaries This article provides an overview of the proposed crowdfunding exemption, focusing on the obligations under the proposed S...
December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib...
December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul...
December 18, 2013 Articles & Books Investment Banks Face Challenges Under New Municipal Advisor Rules Responding to a perceived gap in the regulatory framework, as well as losses experienced by certain municipalities during ...
December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c...